- Citigroup (New York, NY)
- The Associate Banker Senior is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the ... the Banker + Ensure appropriate documentation related to KYC/ AML from the client and ensure all aspects of...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Arrow Financial Corporation (Glens Falls, NY)
- …individuals to join our amazing team! Currently, we are looking for an experienced professional to join our Branch Experience team as: Branch Experience Senior ... functions including cash orders and shipments for bank. > Complete compliance reporting, management reports, and reconciliation of accounts to include teller… more
- Guidehouse (Mclean, VA)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do** **:** ... Guidehouse has an aggressive growth strategy for its Financial Crimes, Risk and Compliance (FCRC) practice, and now seeks to expand its team by recruiting an… more
- Charles Schwab (Ann Arbor, MI)
- …regulatory and compliance frameworks related to digital assets (SEC, FINRA, AML /KYC, MiCA) + Prior experience working at a financial institution, fintech, or ... At Schwab, we're committed to empowering our employees' personal and professional success. Our purpose-driven, supportive culture, and focus on your development… more
- SMBC (Sacramento, CA)
- …analytics, or a related field. + 5+ years of experience in financial crimes compliance , particularly with model risk and validation, BSA/ AML systems, and data ... mission is to be "the bank of choice" for middle market and professional service companies by establishing long term customer relationships and loyalty, providing… more
- First National Bank of Omaha (Omaha, NE)
- …and provide possible resolutions. **Risk Assessment:** Aid Director, Supervisor, or Senior Auditor in updating audit universe assessments. ** Compliance :** ... Professional Certification: Certified Internal Auditor (CIA) and/or bank compliance expertise related certification: + Certified Regulatory Compliance … more
- Capital One (Richmond, VA)
- Compliance Complaints Advisory (CCA) - Principal Associate The US Card Compliance team is seeking an experienced Principal Associate to be a Compliance ... team and Channels organization within US Card. The US Card Compliance Complaints Advisory Specialist researches complaint cases, including communication from/to… more
- American Express (Sunrise, FL)
- …Investigations Unit (USIU) are part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC). Together, ... Crimes Enforcement Network (FinCEN) or refer cases to internal compliance partners for global reporting. These teams also manage...Develop and present updates to the TA team and senior GFCC leadership on evolving suspicious activity trends and… more
- Truist (Charlotte, NC)
- …(CRCM), Certified Anti-Money Laundering Specialist (CAMS), or other specialized compliance education/ professional designation **General Description of Available ... data management, risk management and loss prevention analysis. Ensure full compliance with applicable laws and regulations, by investigating, analyzing and… more
- MUFG (Irving, TX)
- …will provide more details. The Client Intelligence Unit BSA Team Leader is a senior level position in CIU. The position is responsible for the oversight of staff ... involved in reviewing, assessing and documenting BSA / AML risk matters as established under the Bank Secrecy Act, PATRIOT Act and all other regulatory requirements… more