- Truist (Lumberton, NC)
- …in all aspects of trade order management, settlement, collateral management, accounting, compliance , reporting and control for a $75+ billion fixed income ... for trade execution, settlement, recordkeeping, accounting, income and expense collection/payment, compliance , reporting and control . + Ensure timely and… more
- Citigroup (Tampa, FL)
- …: + Minimum of 6-10 years of experience in operational risk management, compliance , audit, or other control -related functions in the financial services industry. ... **Role Overview:** The goal of the Operations Embedded Control Oversight team is to develop and maintain...efficiency, reduces the risk of loss and helps ensure compliance with corporate policies, procedures, laws and regulatory requirements.… more
- M&T Bank (Buffalo, NY)
- …audit, compliance , operational risk/risk management) + Knowledge of risk control , assessment & design + Banking/Financial services industry experience + Project ... and issues management. Provide assistance in the development of various operational risk/ compliance related initiatives within the line of business and manage the… more
- Citigroup (Tampa, FL)
- …: + Minimum of 5-8 years of experience in operational risk management, compliance , audit, or other control -related functions in the financial services industry. ... may cover a broad range of in-business/function risk and control responsibilities rather than focusing on one specific role....Risk Management Framework and adherence with Risk Management and Compliance + Policies. + Contribute to the oversight of… more
- BlackRock (Princeton, NJ)
- …of individuals dedicated to the coordination, production and delivery of internal control reports (service organization reports including SSAE 18 and ISAE 3402 ... with businesses (including portfolio management, business operations, legal and compliance , relationship management, and technology personnel), as well as external… more
- SMBC (Charlotte, NC)
- …across business functions and using the 3 lines of defense model for internal control . The EUC Governance Program develops EUC guidelines and standards as well as ... establishes technology guidance, a control framework and monitoring mechanisms for SMBC AD's EUC...partners with business functions to provide support in the compliance with established RMDAD policies, procedures and standards as… more
- Citigroup (Getzville, NY)
- …preferred. + Minimum of 5-8 years of experience in operational risk management, compliance , audit, or other control -related functions in the financial services ... and environments, allowing Citi to be the best for our clients. The Control Solutions & Risk Remediation Team supports broad Cross Operational Issue Management… more
- Citigroup (Irving, TX)
- …operational risk, risk for example. + Establishes and maintains a robust control environment and culture within the Citi businesses worldwide. + Assists management ... objectives, promotes efficiency, reduces the risk of loss and helps ensure compliance with corporate policies, procedures, laws and regulatory requirements. + Create… more
- Family Dollar (Chesapeake, VA)
- …role, you will be responsible for analyzing and reporting on food safety, pest control , and EH&S (Environmental Health & Safety) compliance trends across the ... and surfacing opportunities to improve food safety, store conditions, and overall compliance performance. Your work will directly influence compliance field… more
- Amcor (Deerfield, IL)
- …chain of Americas Treasury operations. This includes developing and maintaining treasury's control framework and ensuring compliance with treasury and company ... banks where appropriate and beneficial for each Business Group. ** Compliance :** + Coordinate with internal audit, banks and local...practices and by setting high safety standards. Identify and control hazards in your work area and consult with… more