- MUFG (Irving, TX)
- …Controls Assessment methodologies to evaluate of anti -money laundering, sanctions, and anti - bribery & corruption controls, owned by the First and ... Second Lines of Defense to detect potential emerging risk(s), including control design and/or performance deficiencies that may trigger additional action, expanded testing reviews and/or inform the Annual Testing Plan where required. + Work closely with key… more
- MUFG (Tempe, AZ)
- …core second-line financial crimes compliance programs (Sanctions, Anti -Money Laundering, Anti - Bribery & Corruption ), business functions, Internal Audit, ... Compliance Testing, and Regulatory Exam Management in furtherance of Issues Management policy, standard, and procedure implementation and execution. + Liaise with GFCD Planning on issues management deliverables/ artifacts to be presented in various Committee… more
- MUFG (Tempe, AZ)
- …Develop an understanding of global Anti -Money Laundering ("AML"), Sanctions, and Anti - Bribery & Corruption ("ABC") regulatory regimes. + Develop subject ... matter expertise regarding Issues Management ("IM") policy, standard, and procedures. + Develop partnerships with stakeholders to drive implementation of end-to-end GFCD Issues Management processes and procedures. + Support the IM Operations Regulatory & Audit… more
- MUFG (Irving, TX)
- …management areas of focus. Examples include Anti -Money Laundering, Sanctions, Anti - Bribery & Corruption , Regulatory Change Management, Testing, Issues ... Management, Program Management, Risk Assessment, Monitoring, and Reporting. This Program is a great opportunity for individuals looking to gain first-hand exposure to the world of compliance risk management. By working on high-profile projects with exposure to… more
- Eaton Corporation (Beachwood, OH)
- …advisory reviews focused on key enterprise risk management (ERM) areas, including anti - bribery and corruption , labor practices, contracts, business ... Ethics & Compliance for reviews of Eaton's corporate compliance policies, including anti - corruption . Works with these teams to standardize control processes and… more
- Santander US (Dallas, TX)
- …(SCIB). Objectives are to 1) ensure compliance with anti -money laundering (AML), anti - bribery and corruption , anti -financial crime (AFC), and various ... regulatory standards and 2) support the Business Lines and Clients through the onboarding and ongoing lifecycle processes. Responsible for supporting Know Your Customer (KYC) execution in accordance with the Bank compliance policies and procedures. The role… more
- Cushman & Wakefield (Chicago, IL)
- …relevant compliance issues, including those related to anti -money laundering (AML), anti - bribery / anti - corruption (ABAC) and trade sanctions issues. + ... Continue developing our third-party due diligence process and advise employees on third party risks and mitigation strategies. + Develop content for employee training and communications and roll-out the related training and communication campaigns. + Conduct… more
- Warner Bros. Discovery (Silver Spring, MD)
- …global newsgathering operations, including, but not limited to, FCPA, UKBA and other anti - bribery / anti - corruption laws; OFAC and other sanctions laws; ... export control regulations, including ITAR; modern slavery and other ESG-related regulations; and whistleblowing laws. * Developing, implementing, and providing training on laws, regulations and policies relating to ethics and compliance obligations. *… more
- City National Bank (Los Angeles, CA)
- …of Anti -Money Laundering (AML), Office of Foreign Assets Controls (OFAC), and Anti - Bribery and Corruption (ABAC) practices for City National Bank (CNB). ... * Audit Assurance: * Prepare and oversee the execution of the annual audit plan for the CNB Financial Crimes audit universe, to assess the adequacy and effectiveness of the internal control environment. * Ensure timely and complete execution of audits in the… more
- AbbVie (North Chicago, IL)
- …of compliance audits may include, but is not limited to, the following areas: * Anti - Bribery / Anti - Corruption * Promotional / Non-promotional practices ... * Third Party Relationships * Grants & Donations/Research Funding * Monitoring & Transparency Reporting * Patient Support Programs * Contracting / Pricing * Privacy Laws Responsibilities. + Internal Audit Key Pillar: Execution Our leading pilar is focused on… more