- Dow Jones (New York, NY)
- …Build and enhance content for Dow Jones Risk & Compliance in areas including anti - money laundering , anti -corruption, and economic sanctions **You Have** ... + Completed at least two years of college level study + BY NEXT SUMMER, YOU WILL BE: either a rising junior or rising senior in your undergrad program. + Excellent research and editorial skills + Knowledge of or an interest in political, economic, and… more
- JPMorgan Chase (New York, NY)
- …and lines of business operated by JPMC, and should have experience in US Anti - Money Laundering (AML) policy, legislation, regulation, and compliance program ... practice; also helpful, but not essential, is experience in Anti -Corruption, AML in asset and investment management, a working knowledge of the US Sanctions regime,… more
- MUFG (Tempe, AZ)
- …lines of defense, including core second-line financial crimes compliance programs (Sanctions, Anti - Money Laundering , Anti -Bribery & Corruption), business ... functions, Internal Audit, Compliance Testing, and Regulatory Exam Management in furtherance of Issues Management policy, standard, and procedure implementation and execution. + Liaise with GFCD Planning on issues management deliverables/ artifacts to be… more
- MUFG (Tempe, AZ)
- …roles of Internal Audit and Compliance Testing. + Develop an understanding of global Anti - Money Laundering ("AML"), Sanctions, and Anti -Bribery & ... Corruption ("ABC") regulatory regimes. + Develop subject matter expertise regarding Issues Management ("IM") policy, standard, and procedures. + Develop partnerships with stakeholders to drive implementation of end-to-end GFCD Issues Management processes and… more
- City National Bank (Los Angeles, CA)
- …team to provide independent and objective assurance of the design and effectiveness of Anti - Money Laundering (AML), Office of Foreign Assets Controls (OFAC), ... and Anti -Bribery and Corruption (ABAC) practices for City National Bank (CNB). * Audit Assurance: * Prepare and oversee the execution of the annual audit plan for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- The Director of Quality Assurance & Control covering Anti - Money Laundering (AML) & Financial Crimes Management (FCM) is responsible for leading a team of ... (QC) professionals reviewing and challenging work products related to AML, anti -fraud, and economic sanctions compliance. This role ensures that both preventive… more
- Textron (Fort Worth, TX)
- … Anti \-Corruption Compliance \(GACC\), Foreign Corrupt Practices Act \(FCPA\), U\.S\. Anti \- Money Laundering Compliance \(AML\), conflict of interest, ... gift and hospitality requests, Know Your Customer \(KYC\) reviews, Textron Ethics & Compliance helpline investigations, compliance training, record retention, domestic consultant management, and Compliance Risk\-Assessment\. + Partner with the Human Resources… more
- City National Bank (Los Angeles, CA)
- …automated monitoring tools, and AML transaction surveillance systems. * Certified Anti - Money Laundering Specialist (ACAMS)/Certified Fraud Examiner ... 5 years of the Bank Secrecy Act (AML/KYC), USA Patriot Act ( Anti -Terrorist Financing, correspondent banking and Customer Identification Program) and Office of… more
- Banc of California (Santa Ana, CA)
- …Act (FCRA), Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti - Money Laundering (AML) and Customer Information Program (CIP), Right to ... the SOX Compliance Program - eg, control rationalization, enhancement of anti -fraud controls, cybersecurity controls, improvements to AuditBoard platform, etc. +… more
- Raymond James Financial, Inc. (Denver, CO)
- …representment processes. + Maintain currency in laws and regulations pertaining to fraud, anti - money laundering , and financial crime compliance. + Escalate ... thinking and data interpretation. + Written and verbal communication. + Administering anti -fraud policies and procedures. + Planning and scheduling work to meet… more