- Robert Half (Dallas, TX)
- …Comptroller of the Currency (OCC) fiduciary standards + Bank Secrecy Act (BSA) & Anti - Money Laundering (AML) requirements related to trust accounts + ... Dodd-Frank Act provisions related to financial oversight and consumer protection + ERISA (Employee Retirement Income Security Act) for employee benefit trust accounts + Uniform Prudent Investor Act (UPIA) and Uniform Trust Code (UTC) for trust management best… more
- SMBC (Jersey City, NJ)
- …regulations and updates to the Policy and Procedure manuals and keeps abreast of Anti Money Laundering /Bank Secrecy Act/Office of Foreign Assets Control ... (AML/BSA/OFAC) regulations. May analyze statistical data for output and make recommendations for process improvement. + Assures compliance with SMBC policies and procedures as well as AML/BSA/OFAC regulations. + May collaborate with team leads to ensure… more
- JPMorgan Chase (New York, NY)
- …plus + Experience in financial services industry especially in Operational Risk Management, Anti - Money Laundering & Know Your Customer, Trade Surveillance ... model development JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the JP… more
- Bloomberg (New York, NY)
- …risks, and control adequacy-especially in investment banking and prudential regulations, and anti - money laundering domains. + Support the enterprise risk ... management framework in partnership with the Chief Risk Office and Risk & Compliance Shared Services (RCSS). + Challenge and guide first line of defense teams on control design and risk mitigation in a way that promotes accountability and proactive risk… more
- MUFG (Tempe, AZ)
- …follow policies and procedures that support the Bank's Risk Vision, including the Bank's anti - money laundering (AML), Bank Secrecy Act (BSA), and other ... relevant operational, compliance and other risk management-related requirements as appropriate. + Further a culture of risk and compliance discipline, which includes, but is not limited to, maintaining compliance with Bank and business process-related policies… more
- Bank of America (Atlanta, GA)
- …Detection contributes to the direction and drives the development of enterprise-wide anti - money laundering automated detection function and operational risk ... practices consistent with applicable laws, rules, regulations and regulatory guidance. The GFC Executive I serves as a trusted advisor to the Chief Compliance and Operational Risk ("C&OR") Officers of the Front Line Units ("FLU") and Control Functions ("CF")… more
- WSFS Bank (Philadelphia, PA)
- …to this position is required. + Knowledge of the Bank Secrecy Act and Anti - Money Laundering policies, procedures, and related programs. + Demonstrated ... ability to coach and mentor other Small Business Relationship Managers in all areas of small business banking. + Demonstrated proficiency in working with key internal resources. + Proven track record of executing additional responsibilities over and above… more
- PNC (IL)
- …Regulatory Requirements, Risk Assessments, Risk Control, Strategic Objectives **Competencies** Anti - money Laundering /Sanctions Policies and Procedures, Audit ... And Compliance Function, Fraud Management, Internal Controls, Problem Solving **Work Experience** Roles at this level typically require a university / college degree, with 5+ years of industry-relevant experience. Specific certifications are often required. In… more
- Dow Jones (New York, NY)
- …financial, corporate and governmental area - are relying on our services for their anti - money laundering , counter terrorist financing and third party risk ... management programs globally. **About the Role** As part of our investment plan, we are seeking exceptional business development professional to work in close partnership with the Risk & Compliance Sales, Product and Marketing teams globally as well as the… more
- MUFG (New York, NY)
- …with the Bank's Business Standards of Conduct and all Patriot Act, CIP, Anti - Money Laundering , Bank Secrecy Act, Information Security and suspicious ... activity reporting requirements, and other regulatory and compliance policies and procedures. Successfully completes all requisite corporate and business line compliance training. **Requirements:** + 5 years+ of experience working in digital channels software… more