- Banco Popular Puerto Rico (San Juan, PR)
- …reviews customer information to ensure compliance with BSA (Bank Secrecy Act), AML ( Anti - Money Laundering ), and KYC (Know Your Customer) requirements to ... protect bank interests. * Understands and adheres to the company's risk and regulatory standards, policies, and controls. Maintains internal control standards, including timely implementation of internal and external audit points together with any issues… more
- Coinbase (Charlotte, NC)
- …and legal requirements related to compliance, such as: Transaction Monitoring, Sanctions, Anti - Money Laundering , and/or privacy. * You will support ... the Compliance TMS training program: enabling the team's strategic vision by designing and developing content, ongoing deployment and maintenance of the program, measuring program success, and soliciting feedback for future iterations. * You will own pulling… more
- Banc of California (San Diego, CA)
- …Act (FCRA), Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti - Money Laundering (AML) and Customer Information Program (CIP), Right to ... Financial Privacy Act (RFPA, state and federal) and Community Reinvestment Act (CRA). + Strong technical treasury product knowledge. + Solid understanding of business credit and underwriting. + Accomplished sales skills and working knowledge of Commercial… more
- Regions Bank (Hoover, AL)
- …Framework (SAFe) Agilist or Product Owner/Manager certification + Bank Secrecy Act (BSA), Anti - Money Laundering (AML), Office of Foreign Assets Control ... (OFAC), or Consumer Due Diligence (CDD) experience **Skills and Competencies** + Ability to influence and resolve conflicts + Ability to work independently, with high level direction + Critical thinking and strategic planning + Demonstrated success in… more
- US Bank (Charlotte, NC)
- …10. Actively ensure compliance with the US Bank Code of Ethics and all Anti - Money Laundering , Bank Secrecy Act, information security and suspicious activity ... reporting requirements, policies, and procedures. Actively participate in any required corporate and business line training in these areas. Follows account opening procedures and understands and follows internal suspicious activity referral requirements and… more
- SMBC (Charlotte, NC)
- …SMBC meets its legal and regulatory responsibilities and obligations in connection with Anti - Money Laundering (AML) efforts. **Role Objectives: Expertise** + ... Develop and support applications in Scala / Python framework. + Strong knowledge of Scala (preferred), Python, Java, R, or similar object-oriented language + Create and deploy applications in Azure environment with various interconnected azure components. +… more
- ADM (Chicago, IL)
- …+ Ability to pass and stay up to date on all Periodic Ethics and Anti - Money Laundering requirements. + Provide superior customer service and current market ... information to customers. + Ability to stay abreast of current market fundamental and technical analysis. + Monitoring risk inherent to customer accounts. + Maintain strong ethical standards. + Ability to maintain a positive attitude in a fast paced and… more
- City National Bank (Charlotte, NC)
- …Or * CISSP - Certified Information Systems Security Professional Or * CAMS - Certified Anti - Money Laundering Specialist Or * CFE - Certified Fraud Examiner ... Or *Additional Qualifications* * Strong verbal and written communication skills to effectively present to peers and business management. * Demonstrated negotiation and leadership skills needed to convey ideas and obtain management buy-in for constructive… more
- Wesleyan University (Middletown, CT)
- …onboarding processes and compliance requirements in various legal jurisdictions, including anti - money laundering procedures and maintaining authorized ... signatory lists. + Develop and maintain custom and standard investment benchmarks. + Meet critical deadlines and contribute to special projects such as custom report creation, data tracking, process development, and other assignments as needed. + Participate… more
- Regions Bank (Charlotte, NC)
- …and/or licenses, such as: + Certified Regulatory Compliance Manager (CRCM) + Certified Anti Money Laundering Specialist (CAMS) + Certified Information ... Security Auditor (CISA) + Financial Risk Manager (FRM) + Financial Industry Regulatory Authority (FINRA) Licenses **Skills and Competencies** + Ability to mentor and train junior associates + Ability to research, analyze data, and derive facts + Ability to… more