- Citigroup (Florence, KY)
- …for providing full leadership and direction to a team of employees to provide Anti - Money Laundering ( AML ) monitoring, governance, oversight and ... regulatory reporting services in coordination with the Compliance and Control team. The overall objective of this role is to ensure the development and management of a dedicated internal KYC (Know Your Client) program at Citi. **Responsibilities:** + Manage… more
- Amazon (Seattle, WA)
- …The role owns comprehensive oversight of reuse strategies for multiple regulatory areas including Anti - Money Laundering ( AML ), Tax, and Trade Compliance ... across Amazon's regulated and non-regulated entities. The Principal Program Manager develops verification equivalency standards and creates an adaptable taxonomy that is extensible for future regulations. The leader must also implement a process for… more
- TD Bank (New York, NY)
- …Familiarity with regulatory reporting such as EFTR Fintrac, sanction screening, fraud detection, anti - money laundering ( AML ), compliance reporting. + ... Understanding of deposit sub-ledger capabilities (like account management, transaction posting, multi-currency handling, interest calculations, liquidity management, controls, and reporting) to drive/ support deposits transformation, an asset. + Familiarity… more
- Banc of California (Santa Ana, CA)
- …Reporting Act (FCRA), Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti - Money Laundering ( AML ) and Customer Information Program (CIP), ... Right to Financial Privacy Act (RFPA, state and federal) and Community Reinvestment Act (CRA). + Ability to exercise discretion and independent judgement that has moderate impact on the immediate work unit and cross functional departments. + Ability to make a… more
- Banc of California (Claremont, CA)
- …Act (FCRA), Bank Secrecy Act (BSA), in conjunction with the USA PATRIOT Act, Anti - Money Laundering ( AML ) and Customer Information Program (CIP), ... Right to Financial Privacy Act (RFPA state and federal) and Community Reinvestment Act (CRA). + Creates a compelling vision of the future and translates it into action, linking others' contributions to the success of Banc of California. + Develops talent by… more
- Banc of California (Woodland Hills, CA)
- …Reporting Act (FCRA), Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti - Money Laundering ( AML ) and Customer Information Program (CIP), ... Right to Financial Privacy Act (RFPA, state and federal) and Community Reinvestment Act (CRA). * Working knowledge of the Bank's Loan Policies and Standards. * Strong skills in computer terminal and personal computer operation; Microsoft Office applications… more
- Wawa, Inc. (IA)
- …gap assessments and educate the business partners on compliance topics (eg, consumer rights, anti - money laundering ( AML ), workplace safety, and ethical ... behavior) to create programs and policies addressing compliance risks within the organization. + Interpret and analyze existing and emerging laws and regulations affecting Wawa's business and adapt the organization's policies, procedures, and controls… more
- Scotiabank (Dallas, TX)
- …of business controls to meet obligations with respect to operational, compliance, sanctions and anti - money laundering ( AML ), and conduct risk. **What ... You'll Bring** + JD and licensed attorney in good standing admitted or otherwise authorized to practice law in the in the state/jurisdiction in which the position is based. + Minimum of 3 years of legal experience in a similar position. + Deep understanding of… more
- Robert Half (Dallas, TX)
- …the Comptroller of the Currency (OCC) fiduciary standards + Bank Secrecy Act (BSA) & Anti - Money Laundering ( AML ) requirements related to trust accounts + ... Dodd-Frank Act provisions related to financial oversight and consumer protection + ERISA (Employee Retirement Income Security Act) for employee benefit trust accounts + Uniform Prudent Investor Act (UPIA) and Uniform Trust Code (UTC) for trust management best… more
- Banc of California (Camarillo, CA)
- …Reporting Act (FCRA), Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti - Money Laundering ( AML ) and Customer Information Program (CIP), ... Right to Financial Privacy Act (RFPA, state and federal) and Community Reinvestment Act (CRA). + Intermediate knowledge of bank products and services including Bank Secrecy Act compliance. + Effective organizational and time management skills. + Intermediate… more