- Bloomberg (New York, NY)
- … risks, and control adequacy-especially in investment banking and prudential regulations, and anti - money laundering domains. + Support the enterprise risk ... Regulatory Mapping - 12 month contract Location New York Business Area Legal, Compliance , and Risk Ref # 10045734 **Description & Requirements** Bloomberg's Legal & … more
- Dow Jones (New York, NY)
- …financial, corporate and governmental area - are relying on our services for their anti - money laundering , counter terrorist financing and third party risk ... News, Investor's Business Daily, Factiva, Dow Jones Risk & Compliance , Dow Jones Newswires, OPIS and Chemical Market Analytics....NWS, NWSLV). **About the Team:** Dow Jones Risk & Compliance is a specialist team within the wider Dow… more
- PNC (Cleveland, OH)
- …**Competencies** Accuracy and Attention to Detail, Anti - money Laundering /Sanctions Policies and Procedures, Audit And Compliance Function, Auditing, ... will continuously draw upon your knowledge of the financial services industry, compliance regulations, research and monitoring techniques and your ability to apply… more
- Citigroup (Miami, FL)
- … policies and procedures. + Review and ensure that transactions comply with AML/KYC ( Anti Money Laundering and Know Your Client) policies and procedures ... service and problem resolution + Ensure adherence to all internal policies and compliance to legal and regulatory requirements + Process all client transactions and… more
- City of New York (New York, NY)
- …PREFERRED QUALIFICATIONS - JD a plus - Certified Fraud Examiner (CFE), Certified Anti - Money Laundering Specialist (CAMS) or other relevant certification or ... lift the veil on how candidates raise and spend money , increasing transparency and accountability in local government. We...Investigations Unit works with other CFB units to ensure compliance with campaign finance laws and regulations and seeks… more
- JPMorgan Chase (Plano, TX)
- …regulations, and associated risks with a focus on client onboarding, maintenance, and Anti - Money Laundering and Know Your Customer + Experience with ... risk, we meet our commitments to keep our clients' money safe and act as a driving force behind...testing the controls + Ensure operational practices are in compliance with relevant risk standards, policies, and regulations to… more
- US Bank (Lake Elsinore, CA)
- …Actively ensures compliance with the US Bank Code of Ethics and all Anti - Money Laundering , Bank Secrecy Act, information security and suspicious activity ... to ensure that goals are met and to ensure compliance with all banking laws and regulations. This role...volunteer time and engage with the community. 11. Ensures compliance with all banking laws and regulations and requires… more
- Bank of America (Charlotte, NC)
- …and ensuring compliance with laws, rules and regulations relating to money laundering , economic sanctions, anti -bribery and corruption, and fraud. ... Executive provides advisement and oversight to leaders within Global Risk Management, Compliance and Operational Risk ("C&OR") Officers of the Front Line Units… more
- ManpowerGroup (Reading, PA)
- …requirements related to CDD and EDD, including the Bank Secrecy Act (BSA) and Anti - Money Laundering (AML) regulations.** + **Experience in managing high-risk ... and Enhanced Due Diligence (EDD) Specialist, you will be part of the compliance department supporting the CDD/EDD team. The ideal candidate will have strong… more
- Coinbase (Charlotte, NC)
- …and legal requirements related to compliance , such as: Transaction Monitoring, Sanctions, Anti - Money Laundering , and/or privacy. * You will support the ... services, and management for all first line of defense compliance processes, including Transaction Monitoring, Enhanced Due Diligence, Screening...your training program * You will work with the Compliance L&D Lead to support L&D's book of work… more