- City National Bank (Charlotte, NC)
- …Or * CISSP - Certified Information Systems Security Professional Or * CAMS - Certified Anti - Money Laundering Specialist Or * CFE - Certified Fraud Examiner ... * Minimum 4 years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum 1 year of experience conducting… more
- Janus Henderson Investors (New York, NY)
- …events on markets + Understanding of issues relating to market abuse and anti - money laundering + Annual attestation Compensation information The base ... operations between internal teams, vendors, servicers, and custodians. + Ensure compliance with transaction terms through effective management of bailee letters,… more
- Eastern Bank (Medford, MA)
- …State Laws and regulations; including but not limited to the Bank Secrecy Act and Anti - Money Laundering , in addition to, Bank operation policies and ... procedures. + Provide support to Customer Service, OCR Operations and participate as needed in research. + Other duties as assigned. **Knowledge/Skills/Experience Requirements** **:** Banking Operations experience with leadership responsibilities, preferred.… more
- Bank of America (Charlotte, NC)
- …operating model. **Line of Business Job Description:** This is a team manager role. Anti Money Laundering (AML) Know Your Customer/Client Due Diligence ... works with external clients, business partners, and their support groups including Compliance , Audit, and Finance + Conducts daily tasks and applies judgement during… more
- Banc of California (Durham, NC)
- …Act (FCRA), Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti - Money Laundering (AML) and Customer Information Program (CIP), Right to ... YOU'LL BRING** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and assist with preparation of responses to regulatory authorities. + Research and coordinate Anti - Money Laundering issues and projects as needed. + Assist ... both internal clients and functional area representatives including legal, compliance , supervision, operations, and AML. **Essential Duties and Responsibilities:** +… more
- Walmart (Bentonville, AR)
- …development. + Experience working with **financial systems** , **payment platforms** , or ** Anti - Money Laundering (AML) controls** . + Ability to mentor, ... trusted systems at scale-from finance and procurement to workforce and compliance -playing a key role in enabling transformation across Walmart's vast enterprise.… more