- Citigroup (New York, NY)
- …and procedures. + Review and ensure that transactions comply with AML/KYC ( Anti Money Laundering and Know Your Client) policies and procedures before ... ._ _View Citi's EEO Policy Statement (https://www.citigroup.com/global/eeo-aa-policy) and the Know Your Rights (https://www.eeoc.gov/sites/default/files/2023-06/22-088\_EEOC\_KnowYourRights6.12ScreenRdr.pdf) poster._ Citi is an equal… more
- Citigroup (New York, NY)
- …impacting cross-border listings and trading. + **Compliance & Risk Management:** Knowledge of anti - money laundering (AML), Know Your Customer (KYC), ... ._ _View Citi's EEO Policy Statement (https://www.citigroup.com/global/eeo-aa-policy) and the Know Your Rights (https://www.eeoc.gov/sites/default/files/2023-06/22-088\_EEOC\_KnowYourRights6.12ScreenRdr.pdf) poster._ Citi is an equal… more
- City National Bank (Newark, DE)
- …of clients and accounts to meet industry policies and regulations, including Anti Money Laundering and Know Your Client. * Reviews standard issues, ... analyzes and interprets data and determines appropriate corrective action. * Understands client needs, identifies root causes of problems and implements pragmatic solutions. * Processes various basic department related reports and contacts FA's and SA's to… more
- M&T Bank (Bridgeport, CT)
- …efforts. Escalate issues and ensure timely resolution. + Lead Bank Secrecy Act (BSA)/ Anti - Money Laundering (AML)/ Know Your Customer (KYC) processes, ... validate entity documentation, and ensure regulatory compliance. Maintain accurate customer records and resolve documentation infractions. + Understand Treasury Management products and identify opportunities to support client needs. Collaborate with Treasury… more
- State of Indiana (Indianapolis, IN)
- …documents, negotiating side letters and MFN elections, and work with Investment Operations on anti - money laundering and " know your customer" documents. + ... Legal review various investment regulatory matters relating to Sudan & Terror States, AML, FINRA, CFTC + Legal review of alternative fund governance matters (ie, LPA consents and amendments for private equity funds and hedge funds) + Periodic training to… more
- MUFG (Los Angeles, CA)
- …Compliance including but not limited to the Bank Secrecy Act, USA Patriot Act, Anti - Money Laundering Act, Know Your Customers (KYC), Suspicious ... Activity Reports (SARS), Currency and Transaction Reporting (CTR) and etc. (5%). Others (10%) + Maintain good relationships with local community, local business association, and customers through Corporate Social Responsibility activities. + Keep abreast of… more
- Banco Popular Puerto Rico (San Juan, PR)
- …customer information to ensure compliance with BSA (Bank Secrecy Act), AML ( Anti - Money Laundering ), and KYC ( Know Your Customer) requirements to protect ... bank interests. * Understands and adheres to the company's risk and regulatory standards, policies, and controls. Maintains internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- IBM (San Francisco, CA)
- …check/ACH, wire/swift, commercial payments, a knowledge of Anti Money Laundering detection is a plus (sanctions, know your customer and transaction ... monitoring). The candidate may also be required to participate in pre-sales activity to convince Customers of the value of IBM solutions relating to Financial Crimes detection primarily focused around payment fraud. **Preferred technical and professional… more
- Levi, Ray & Shoup, Inc. (Raleigh, NC)
- …of the Customer Due Diligence program, ensuring compliance with anti - money laundering (AML), Bank Secrecy Act (BSA), Know Your Customer (KYC), and Office ... and problem-solving skills with keen attention to detail. + Certified Anti - Money Laundering Specialist (CAMS) designation preferred. Decision-Making… more
- American Express (Phoenix, AZ)
- …Global Risk & Compliance (GRC) and is responsible for leading the enterprise-wide Anti - Money Laundering , Sanctions, and Anti -Corruption compliance ... for the company's enterprise-wide GFCC control framework. The US Know Your Customer (KYC) Manager will be responsible for...or audits. + Professional certification (eg, Association of Certified Anti - Money Laundering Specialists (CAMS)). +… more