- M&T Bank (Wilmington, DE)
- …3 years of experience as a CCO or 11 years of equivalent experience in compliance, risk , legal, asset management or regulatory roles within the mutual fund ... as necessary to ensure ongoing adherence. + Engage other Risk Departments, Compliance, Internal Audit, Legal and/or Regulatory Affairs...or investment management industry. Or in lieu of… more
- Bank of America (Pennington, NJ)
- …Analysis + Client Management + Policies, Procedures, and Guidelines + Risk Management + Written Communications **Shift:** 1st shift (United States of ... and makes referrals to appropriate internal service providers based on client needs and asset thresholds + Mitigates and controls risk as part of daily… more
- Aegon Asset Management (Philadelphia, PA)
- …or actuarial systems customization + Experience with asset liability management practices + Comprehensive understanding of investment and finance concepts ... to identify solutions. + Collaborate with key stakeholders from business line valuation, ALM, risk management , financial/ risk reporting, etc. + Serve as a… more
- JPMorgan Chase (New York, NY)
- **Organization Description** JP Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Wealth ... wealth management clients and needs + Strong understanding of cyber risk management operational practices, policies, procedures and guidelines + Strong… more
- JPMorgan Chase (Newark, DE)
- …services industry with background in controls, audit, quality assurance, operational risk management , or compliance; or equivalent subject matter expertise ... Services team, where you'll help shape the future of risk and control management . We work together...small business banking, commercial banking, financial transaction processing and asset management . We offer a competitive total… more
- Scotiabank (New York, NY)
- …Collaborate with key partners including Group Treasury, Global Risk Management , Capital Markets, Corporate & Investment Banking, Global Operations, ... of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital… more
- Bank of America (Ocala, FL)
- …Advisory * Pipeline Management * Active Listening * Attention to Detail * Risk Management * Policies, Procedures, and Guidelines * Client Management * ... thresholds, meeting with clients to review financial and investment goals, building a financial plan, and recommending brokerage...appropriate internal service providers based on client needs and asset thresholds * Mitigates and controls risk … more
- JPMorgan Chase (New York, NY)
- …Hedge Fund Solutions Team within Alternatives Middle Office, a division of JPMorgan Alternative Asset Management , Inc. with $12 billion in assets in fund of ... (both USD and FX) + Work closely with portfolio management team and risk on the finalization...small business banking, commercial banking, financial transaction processing and asset management . We offer a competitive total… more
- Bank of America (Santa Clara, CA)
- …+ Client Management + Policies, Procedures, and Guidelines + Risk Management + Written Communications **Schedule:** Monday-Friday Open availability required ... thresholds, meeting with clients to review financial and investment goals, building a financial plan, and recommending brokerage...appropriate internal service providers based on client needs and asset thresholds + Mitigates and controls risk … more
- Bank of America (St. Louis, MO)
- …Analysis + Client Management + Policies, Procedures, and Guidelines + Risk Management + Written Communications **Minimum Education Requirement:** High School ... thresholds, meeting with clients to review financial and investment goals, building a financial plan, and recommending brokerage...appropriate internal service providers based on client needs and asset thresholds + Mitigates and controls risk … more