- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years of experience + Bachelor's degree with concentration of economics,… more
- Citigroup (New Castle, DE)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behaviour, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail… more
- BMO Financial Group (Chicago, IL)
- …credit decisions/recommendations in accordance with sound credit-granting principles and in compliance with Bank Policy & Procedures. Works with stakeholders to ... deepen relationships and grow the overall profitability of the portfolio. + Recommends alternatives to credit proposals eg restructuring of the application and/or use of special loan plans available. + Contributes to the development and implementation of… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 3-7 years of relevant experience + Prior experience in wealth management or other… more
- Citigroup (Tampa, FL)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years of relevant experience + Experience in systems analysis and programming… more
- MUFG (Tempe, AZ)
- …sharing about the Third Party to other TPMs and SRs, as necessary. + Compliance with applicable rules and guidance impacting the TPRM program including OCC, FBR, ... FDIC, SEC, FFIEC, FINRA; in addition to other US regulators (eg, NY Department of Financial Services), and foreign-based regulators (eg, Japan's Financial Services Agency, Canada's Superintendent of Financial Institutions, and those in Latin American).… more
- Citigroup (New York, NY)
- …helping drive projects, produce insights, and coordinate across product, legal, compliance , and client engagement teams. Key Responsibilities + Support Digital ... Assets team managers in building cross-business and cross-functional digital asset capabilities. + Conduct and analyze market and competitive trends in digital assets (eg, cryptocurrencies, tokenization, stablecoins, custody solutions). + Develop and manage… more
- JPMorgan Chase (Chicago, IL)
- …across departments. + JD or educational equivalent required. + Compliance with relevant licensing requirements. **Preferred Qualifications, Capabilities, and ... Skills:** + ETF experience and in-house legal experience. + Experience advising on broker-dealer issues. + Expertise in complex transactions and index management. + Strong motivator and self-starter. + Demonstrated ability to innovate and think strategically.… more
- MUFG (Tampa, FL)
- …and efficient manner. **Main Responsibilities:** + Oversight of test plans in compliance with applicable policies and guidance within the BURCO function, including ... documentation of test results and communicating a conclusion of the control testing effectiveness to upper management level stakeholders. + Responsible for reviewing and proposing test scripts for newly implemented controls and changes to test scripts for… more
- MUFG (New York, NY)
- …+ Support knowledge and capability transfer to clients (as needed) + Ensure compliance with regulatory requirements and industry best practices in the deployment and ... management of HR processes. + Drive the adoption of best practices in HR process management and technology utilisation across the organisation **WORK EXPERIENCE** **Essential:** + Skilled at process documentation (eg, Process flows / maps, procedures, etc.),… more