- Citigroup (New York, NY)
- …professionals. * Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- MUFG (Tempe, AZ)
- …cost-effective 'action plans' designed to resolve said issues. * Ensure compliance with applicable external and internal regulations, advising Management of any ... deviations from prescribed practices and implementing corrective action plans. * Provide training sessions for new staff members * Prepare statistical reports, providing Unit Management with data necessary for (a) evaluating productivity, efficiency, quality,… more
- MUFG (Jersey City, NJ)
- …to better meet evolving business and regulatory needs. **** **Governance & Compliance ** + Ensure reporting outputs comply with internal risk policies, procedures, ... and regulatory expectations, including BCBS 239 standards where applicable. + Maintain appropriate documentation for reporting processes and support periodic review and audit requests. **Qualifications:** + Expert-level proficiency in Tableau, including… more
- Citigroup (Miami, FL)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5 - 8 years of experience + Knowledge of Investments, Banking and Credit products… more
- The Hartford (Hartford, CT)
- …Operational Excellence: + Operational oversight of countrywide programs including Quality, Compliance and Vendors Performance, including but not limited to root ... cause analysis of opportunities, development of corrective action plans, implementation, and control plan monitoring. + Operational ownership of initiatives, including development of initiatives, process oversight and change management strategies. Examples… more
- Insight Global (Oak Brook, IL)
- …ideal) Versed in federal, city, and state grant administration, including compliance , budgeting, and allocation Proven success providing consulting services to ... multiple clients at once Demonstrated people management experience and success leading a team of direct reports, with a focus on coaching and developing Senior Accountants and Accounting Managers Advanced knowledge of federal and state tax laws Ability to… more
- Citigroup (Tampa, FL)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency Qualifications: + 5-8 years of experience, preferably in the finance or professional services industry.… more
- JPMorgan Chase (Chicago, IL)
- …across departments. + JD or educational equivalent required. + Compliance with relevant licensing requirements. **Preferred Qualifications, Capabilities, and ... Skills:** + ETF experience and in-house legal experience. + Experience advising on broker-dealer issues. + Expertise in complex transactions and index management. + Strong motivator and self-starter. + Demonstrated ability to innovate and think strategically.… more
- JPMorgan Chase (Columbus, OH)
- …of changes in patent laws, regulations, and industry trends to ensure compliance and maintain a strategic edge. + Support other intellectual property-related matters ... as needed. **Required qualifications, capabilities, and skills** + Juris Doctor (JD) degree from an accredited law school, with an active license to practice law in a US jurisdiction. + Registered as a patent attorney with the United States Patent and… more
- Citigroup (Tampa, FL)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years of relevant experience + Experience in data analysis with… more