- Citigroup (Tampa, FL)
- …all loan transactions of the business division being supported to ensure all internal and external requirements are met. **Job responsibilities:** + Work with loan ... certificates, and other project level due diligence to ensure conformance with internal requirements and credit approvals. Track deposits and expenses for each deal.… more
- Citigroup (Getzville, NY)
- …executable, implemented and tested. + Collaborate and network to gather information internal and external to the organization to help guide business recommendations. ... Plans (CAPs) and / or Risk Exceptions (REs). + Support Internal Audit reviews and/or internal Control reviews. + Assists with crisis management support during… more
- Citigroup (Tampa, FL)
- …environment. Within Citi the team works with a wide range of internal partners, including senior leadership, and coordinates closely with other members of ... compliance assurance, and ensure readiness for reviews and examinations by Internal Audit, Compliance Risk, Operational Risk, and Independent Risk, among other… more
- Citigroup (Getzville, NY)
- …by CGMI's executives CEO, COO, & CFO) as to the strength of the internal control framework (known as the 17a-5 Annual Compliance Report). Internally, this role ... Prime Legal, Compliance (NY/NJ), Compliance Independent Assurance testing, and Internal Audit. Externally, this role regularly interfaces with representatives from… more
- JPMorgan Chase (New York, NY)
- …and trading businesses. You will work closely with the business, compliance, other internal control functions, internal and external legal colleagues as well as ... with line of business management and representatives, as necessary; Participate on internal committees and working groups; and Participate in industry groups and… more
- MUFG (Irving, TX)
- …the business unit in compiling, preparing, and providing responses to internal Audit functions, and to external regulatory agencies. Maintain tracking, reporting, ... resources to understand process, procedures, productivity and quality + Meet all internal and regulatory requirements, in terms of Key Timeframes (KTFs) and Service… more
- Citigroup (Tampa, FL)
- …regulatory reporting + Develop and run reports for impact assessment and adjustments ** Internal and Regulatory Exam, Change Management:** + Manage internal and ... regulatory inquiries, Internal Audit and regulatory exam as the primary for coverage portfolios, back up teammates on others + Collaborate in regulatory change management with RRIO, Risk, Finance from interpretation to implementation + Effectively… more
- MUFG (Irving, TX)
- …from regulatory findings and internally identified issues by compliance testing and internal audit. + Engage review stakeholders during testing reviews and Targeted ... Experience with performing compliance testing, quality control/assurance processes or internal /external audits preferred. + Knowledge of financial crimes compliance… more
- Citigroup (Florence, KY)
- …governance processes to create lasting solutions for minimizing losses from failed internal processes, inadequate controls, and emerging risks. + Contributes to risk ... in place. + Coordinates audits, examinations, and deliverable requirements from internal and external reviewers by supporting coordinating activities. + Ensures… more
- Citigroup (Tampa, FL)
- …loan transactions of the business division being supported to ensure all internal and external requirements are met. **Responsibilities:** + Contribute to the build ... + Ensure that quality of data, controls and processes performed meet internal policies and regulatory requirements/expectations. + Work with lines of business,… more