- Insight Global (Tampa, FL)
- Job Description A large broker -dealer and registered investment advisor firm local to the Tampa area is looking for 2 Compliance Associates to sit within the ... securities brokerage and investment advisory organizations. This person ensures that all retail communication complies with states and federal laws, state insurance regulations, FINRA and SEC rules and regulations, and internal company standards. In this role,… more
- HUB International (Austin, TX)
- **About Us:** HUB is a global insurance and employee benefits broker , providing a broad array of property, casualty, risk management, life and health, employee ... benefits, investment and wealth management products and services. With over 18,000 employees in 600 offices throughout North America, HUB has grown substantially, in part due to our industry leading success in mergers and acquisitions. **Mission Statement:**… more
- JPMorgan Chase (Chicago, IL)
- …Advisors in multiple generalist channels including Wirehouse, RIA, Independent Broker -Dealer and Chase Wealth Management channels. These internal partners will ... leverage PWA ICAs as specialists in alternatives-focused conversations with their clients. The candidate must work collaboratively across channels with their JPMorgan counterparts to engage and close alternatives sales opportunities. **Job responsibilities** +… more
- Mizuho Corporate Bank (New York, NY)
- …capital calculations for all Mizuho Americas businesses and products (banking, broker -dealer and derivatives trading) under Basel III + Conduct quantitative analyses ... to explain variation in the risk capital under US and Japanese Basel approaches + Prepare and distribute risk capital reports, including rigorous data validation and effective commentary + Review, monitor, and manage risk capital budgets + Establish, document,… more
- AON (Chicago, IL)
- …buyers of primary and umbrella/excess liability. We are looking to add a Vice President, Broker II to our Chicago Primary Casualty team! This is a hybrid role with ... expertise and knowledge of industry and insurance marketplace, a Broker II reviews clients' exposures and loss experience and...the carriers and underwriters. + Mentor and help develop associate brokers on the team. + Work as a… more
- T. Rowe Price (Owings Mills, MD)
- …ways that matter to you . About this Position Reporting to the Broker /Dealer Chief Compliance Officer, the role is responsible for ensuring compliance programs ... Individual serves as a subject matter expert in the broker /dealer regulatory landscape. Works closely with key stakeholders across...and needs, at work and in life. As an associate , you'll be supported with resources , benefits ,… more
- The Cigna Group (Mclean, VA)
- …the manager. Accountable to proactively manage, respond and address client and broker inquiries through service plans to facilitate results attainment for the client ... managing business relationships, delivery of moderately complex client and broker requests, using independent judgment and discretion, proactive service support… more
- HUB International (Bothell, WA)
- …manager is responsible for teams being adequately trained, workflows followed, correct Broker Management System usage, and staffed. The manager will not be ... client retention. Other responsibilities include: + Be the champion of the Broker Management System, Standardized Weekly Processes and Workflows including Broker … more
- PPL Corporation (Louisville, KY)
- …at a commercial insurance brokerage firm or commercial insurer in underwriting, broker placement or client advisory roles. + Senior Insurance Analyst consideration - ... at a commercial insurance brokerage firm or commercial insurer in underwriting, broker placement or client advisory roles. + Demonstrated knowledge of core… more
- T. Rowe Price (Baltimore, MD)
- …management solutions to our diverse client base which include Banks, Broker /Dealers, RIA, TAMP's, and Intermediary Platform providers throughout the United States. ... report to the Head of Alternative Investment Specialists for Broker /Dealer + This role is directly responsible for distribution...and needs, at work and in life. As an associate , you'll be supported with resources , benefits ,… more