- T. Rowe Price (Owings Mills, MD)
- …compliance programs including written supervisory procedures appropriately address the regulatory requirements relative to the firm's business activities. Individual ... serves as a subject matter expert in the broker/dealer regulatory landscape. Works closely with key stakeholders across the firm including Legal and Compliance… more
- Pilot Company (Knoxville, TN)
- … regulatory affairs team, to include but not limited to a head of regulatory affairs, an associate general counsel , and various support staff. ... The core function of this role as the VP, Regulatory Affairs and Compliance is to provide Strategic Leadership...Strategic Leadership and Advocacy for Pilot within the complex regulatory landscape of the energy, transportation, and travel center… more
- T. Rowe Price (Baltimore, MD)
- …compliance with a diverse set of requirements, including regulatory , prospectus, client-directed, internal investment, and operational restrictions ("Compliance ... to a diverse range of stakeholders, including investment personnel, legal counsel , client operations managers, and other internal and external partners. The… more
- PPL Corporation (Allentown, PA)
- …Responsibilities **_The Category Manager position may be hired at the Associate , Intermediate, or Senior level. The position responsibilities listed below reflect ... those of the Associate level. Additional/varying responsibilities maybe included for other levels...complex (multi-million dollar) contracts, work with Office of General Counsel to identify and incorporate appropriate levels of commercial… more
- TD Bank (New York, NY)
- …and clients through capital markets deal origination including execution of regulatory and legal trading agreement requirements globally. This team maximizes revenue ... team with high internal visibility at the senior executive level. The Associate - Global Markets Documentation is responsible for providing best-of-class service to… more
- Wellington (Needham, AL)
- …boards, including memoranda and presentations + Liaising with internal stakeholders and external counsel to manage fund regulatory calendar + Help to establish ... ABOUT THE ROLE We are seeking a highly motivated and growth-oriented Legal Associate to work with our Legal teams primarily supporting Wellington Management's US… more
- Scotiabank (New York, NY)
- Associate Director, US Corporate Banking Origination, (Consumer, Industrial, Retail) **Requisition ID:** 229281 **Salary Range:** 200,000.00 - 200,000.00 _Please ... to results, in an inclusive and high-performing culture. **Title: Associate Director, US Corporate Banking Origination, (Consumer, Industrial, Retail)** Global… more
- Emory Healthcare/Emory University (Atlanta, GA)
- …excellence of our academic community. **Description** Reporting directly to the Senior Associate Dean for Faculty Affairs, the Associate Dean, Faculty Affairs ... Administration, provides leadership, management and oversight for business, legal and regulatory matters involving the School of Medicine faculty. The Associate … more
- Robert Half Legal (New Haven, CT)
- Description We are looking for a skilled Associate to join our team in New Haven, Connecticut. In this role, you will provide expert legal counsel , support ... lifecycle management systems. * Develop and deliver training sessions on legal, regulatory , and compliance topics for business teams. * Coordinate with subject… more
- World Council of Credit Unions (Washington, DC)
- … standards. + Work with the VP for Advocacy and International Advocacy and Regulatory Counsel to reach strategic goals of the department and WOCCU generally. ... on behalf of the global credit union movement regarding international financial regulatory standards that affect credit unions and other depository institutions. The… more