- Equitable (Syracuse, NY)
- …or 1 years of compliance related work experience **Preferred Qualifications:** + General knowledge of variable products and securities regulations that apply ... Associate Compliance Examiner ( 250000HP ) **Primary Location**...Law Department's Mission is to Serve as Equitable's trusted counsel ** **_empowering Equitable to pursue its noble purpose by… more
- TD Bank (Portland, ME)
- …The above details are specific to the role which is outlined in the general job profile summary below.** _Our team currently operates under a hybrid work model, ... matters. + Empowered to make prudent professional decisions in rendering advice and counsel to business lines or assigned areas on compliance matters and regulatory… more
- Truist (Charlotte, NC)
- …process of the Financial Accounting Standards Board ("FASB,") and United States Securities and Exchange Commission ("SEC,"), as well as the Federal Deposit Insurance ... **Effectively communicate with leadership, auditors and regulators** 7. Proactively provide counsel to senior leaders and financial management on complex accounting… more
- US Bank (Cincinnati, OH)
- …preparation and maintenance of registration statements filed with the US Securities and Exchange Commission (SEC) and related filings. Registration statements ... fee, and operational details of a fund to investors, as required by federal securities laws, including primarily the Investment Company Act of 1940 and Securities… more
- Michaels (Carpenter, IA)
- Support Center - Irving Provides legal and administrative support to the Associate General Counsel and other members of the Legal Department. Under the ... this position is responsible for managing and maintaining litigation, employment, securities , intellectual property, and other regulatory matters. + Manage and… more
- Robert Half Legal (Denver, CO)
- …take the lead on transactions and grow their expertise within the firm. General outside counsel business level services including governing documents, employment ... Description Corporate and Securities Attorney Our client, a leading downtown law...leading downtown law firm is seeking a seasoned corporate associate attorney to join our dynamic corporate department. This… more
- Deluxe (Minneapolis, MN)
- …week The incumbent will provide high-level executive administrative support to the General Counsel , Chief Administrative Officer (Executive). This role involves ... with the New York Stock Exchange (NYSE) and the Securities and Exchange Commission (SEC), and regularly, the Board...+ Experience in a legal environment or supporting a General Counsel , with a strong understanding of… more
- FirstEnergy (Akron, OH)
- …(a subsidiary of FirstEnergy Corp.) and will report to the Corporate Secretary and Associate General Counsel at the FirstEnergy Headquarters in Akron, Ohio. ... reporting components of the Company's (and certain of its subsidiaries') securities filings, including 10-K, 10-Q, 8-K, proxy statement, registration statements,… more
- CalSTRS (Sacramento, CA)
- …sensitive projects. Partners with Administrative Services, Financial Services, Technology Services and General Counsel . Under the direction of the Staff Services ... State Teachers' Retirement System JC-493907 - Personnel and Special Projects Analyst ASSOCIATE GOVERNMENTAL PROGRAM ANALYST $6,031.00 - $7,547.00 per Month New to… more
- Ventura County (Ventura, CA)
- …issues, disability case administration, and other probate related matters. + Supports General Counsel in the management of joinder cases, including preparation ... + Educational Incentive - An educational incentive of 2.5% for completion of an associate degree, 3.5% for completion of a bachelor's degree, OR 5% for completion of… more