- Charles Schwab (Westlake, TX)
- … testing, identify and draft audit observations for review by the Internal Audit Manager / Senior Manager (and above levels) and subsequent debriefing ... and internal controls. The Broker Dealer Asset Management (BDAM) Audit Team is seeking a Senior IT...interfaces, and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls… more
- JPMorgan Chase (Columbus, OH)
- …years of experience in financial services industry with background in controls, audit , quality assurance , operational risk management, or compliance; or ... of risk and control self-assessment documentation. This role offers exposure to senior leaders and the opportunity to contribute to the ongoing improvement of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …value/quality. + Provides a proactive interface between project stakeholders and senior management to ensure complete and accurate definitions of business ... and utilization; maintaining precise documentation/artifacts required by PMO and Internal Audit ; serving as a liaison with internal customers and external suppliers;… more
- Abbott (Austin, TX)
- … audit preparation. Ensure implementation of TPM related Quality Assurance policies and procedures generated conform to predetermined Corporate/Division standards ... for its purpose. Ensures implementation of TPM related Quality Assurance policies and procedures generated conform to predetermined Corporate/Division standards… more
- Truist (Atlanta, GA)
- … assurance providers (eg, Corporate Model Risk Management, Corporate Audit , and regulators). Support regulatory examinations and address respective requests. 7. ... model development, documentation, implementation assistance and assisting with closing assurance provider issue related to the model. 2. Actively participate… more
- University of Washington (Seattle, WA)
- …The Senior IT Auditor plans and performs independent, risk based audit , assurance and consulting activities related to IT internal processes, controls, ... Internal Audit rest with the work performed by the Principal, Senior and Staff Auditors. **Duties & Responsibilities** ** Audit Examinations** - Independently… more
- Capital One (Plano, TX)
- …Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on delivering ... top-quality assurance services to the organization's ...Certified Anti-Money Laundering Specialist (CAMS), or Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), or relevant certification… more
- Capital One (Chicago, IL)
- …(Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... top-quality assurance services to the organization's ...Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist (CAMS) At… more
- Leonardo DRS, Inc. (High Ridge, MO)
- …in processes (eg: trending and tracking of errors, inspection findings, and internal audit results) to review and analyze data to determine if modifications or ... process. + Manage budget and department expenses. + Develop and review quality assurance cost estimates in support of proposal efforts + Assist in the development… more
- JPMorgan Chase (Wilmington, DE)
- …years of experience in financial services industry with background in controls, audit , quality assurance , operational risk management, or compliance. **Preferred ... qualifications, capabilities, and skills** + Proficient in Microsoft Office Suite (Word, Excel, PowerPoint) preferred Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals… more