- City National Bank (Jersey City, NJ)
- *SR. DIRECTOR OF AUDIT - IT* WHAT IS...and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit ... THE OPPORTUNITY? The Senior Director of Audit for IT will provide independent, objective assurance over...required, ensuring that audits conform to local and global regulatory and internal audit requirements. * Direct/supervise/implement… more
- City National Bank (Los Angeles, CA)
- … OF AUDIT - BSA/AML* WHAT IS THE OPPORTUNITY? The Director of Audit for BSA/AML, will support City National Bank 's Internal Audit department by ... such as audit issue validations, continuous risk monitoring activities, and annual audit planning. In addition, the Director of Audit for BSA/AML… more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. **Job Description:** This Director - Compliance role will be a key member of the TDS US Compliance ... Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created team within US Wholesale Compliance focused on… more
- Charles Schwab (Westlake, TX)
- …for employee benefit plans. Reporting to a Managing Director of the Bank Enterprise team, the Internal Audit Manager will have responsibility for the ... of governance processes, risk management, and internal controls. The Bank Enterprise team is seeking an Internal Audit... Bank and/or Trust experience specific to internal audit and/or similar Big 4 Accounting or regulatory… more
- City National Bank (Los Angeles, CA)
- …minimal supervision. * Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements. * Tracks and manages ... Senior Audit Manager position, reporting to the Audit Director of Wealth Management, is a...evaluate the adequacy of the operational processes to meet bank policies and procedures and regulatory requirements,… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... guidance and expertise on regulatory requirements and assisting business...registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of… more
- City National Bank (Charlotte, NC)
- …changing environment. Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements. * Data Analytics and ... provide the insights. * Relationship Building and Client Experience: Supports the Audit Director proactively in their ongoing monitoring and discussions with… more
- Capital One (Mclean, VA)
- …will focus on all aspects of financial crimes compliance across the bank . A Director on the FCC Audit team will be responsible for designing and executing a ... Audit Director , Financial Crimes Compliance **Overview:**...Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Regulatory Compliance Manager (CRCM) + Experience with consumer compliance,… more
- City National Bank (Charlotte, NC)
- …changing environment. Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements. * Data Analytics and ... provide the insights. * Relationship Building and Client Experience: Supports the Audit Director proactively in their ongoing monitoring and discussions with… more
- M&T Bank (Buffalo, NY)
- …to regulatory expectations. Demonstrate the ability to effectively challenge audit teams on scope, approach, and results. + Design, maintain, and/or execute ... change effectively + Specific subject matter expertise regarding internal audit methodology, talent management, and/or applicable regulatory expectations… more