- BrightSpring Health Services (Dunbar, WV)
- …line and applicable tool + Report findings to Executive Director and Regional Director upon conclusion of the audit . + Provide timely and accurate reports to ... service quality and fostering compliance, apply today! Responsibilities + The Quality Audit Specialist will ensure that qualified providers of Medicaid services meet… more
- M&T Bank (New York, NY)
- …within Corporate Treasury that directs strategic management and trading for the bank 's Derivatives Portfolio and MSR Hedging. This position will be responsible for ... leading the build-out of the MSR Hedging Program at the bank . Effectively communicates financial market conditions to senior management. Uses knowledge of… more
- Tompkins Community Bank (Ithaca, NY)
- …Home Mortgage Disclosure Act (HMDA) programs and provide direct assistance to the Director of Bank Compliance to support the Compliance Management Program. The ... determine assessment area modifications and make recommendations to the Director of Bank Compliance. + Assist in...or legal administration. + Minimum of three (3) years' bank compliance experience. Previous experience in Lending, Audit… more
- M&T Bank (Buffalo, NY)
- …the strategic management of the valuation and risk management of the bank 's securities and derivatives arising from balance sheet hedging, customer back-to-back ... the build out of the Middle Office at the bank . Effectively communicates financial market conditions to senior management....interactions with the second line of defense and internal audit + Participates in developing the team's strategic plan… more
- TD Bank (New York, NY)
- …Global Systemically Important Bank (GSIB), or the equivalent experience at a regulatory body (eg, leading a bank or broker/dealer exam team). + Surveillance ... framework across trade and communications monitoring. The incumbent will report to the Director of Surveillance Quality Assurance and will be part of the broader… more
- TD Bank (New York, NY)
- …significant capital risks are thoroughly understood, analyzed, and measured against the bank 's risk appetite. As a thought leader, you will collaborate with other ... teams across the bank to drive risk-related activities forward. **Key Accountabilities** +...capital risk management processes with US regulations, understanding that regulatory compliance alone is not sufficient and that capabilities… more
- Scotiabank (New York, NY)
- Director , Head of GBM/GTB AML Risk & Controls...in controls. The role also involves engagement with global regulatory bodies, ensuring the bank remains at ... the bank in global AML industry forums, public-private partnerships, regulatory working groups, and international financial crime discussions. + Benchmark the … more
- Fifth Third Bank, NA (Cincinnati, OH)
- …resolution to minimize potential finding by external regulatory agencies or internal audit . + Partner with Manager and/or Director to ensure timely responses ... take the next step? Discover a career in banking at Fifth Third Bank . GENERAL FUNCTION:Responsible for conducting testing in accordance with the Compliance Testing… more
- First Horizon Bank (Knoxville, TN)
- …Maintaining necessary workpaper standards to meet the requirements of internal partners (Internal Audit ) and regulatory agencies (FRB, CFPB, etc.). + Assist the ... (2-3 years) + Background in preparing for internal (Compliance Testing and/or Audit ) and external ( regulatory ) examinations preferred. + Accurate typing,… more
- Charles Schwab (Lone Tree, CO)
- …while ensuring regulatory and corporate policy requirements are met. This Director will play a role supporting the Operations Control Coordination Team within ... Build strong partnerships with members of Operations Control, Operational Services, Compliance, Internal Audit , Bank and Trust Services, and our Lines of Defense… more