- Huntington National Bank (Columbus, OH)
- Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical role in the execution and implementation of the Compliance ... the 1940 Investment Advisors Act and the 1934 Securities Exchange Act. The Director oversees a team of experienced Compliance Professionals and partners with senior… more
- American Express (New York, NY)
- …engagement and responses across Risk & Compliance as well as Internal Audit requests. + Supporting Regulatory strategy and response coordination, with ... as part of the journey, we are seeking a Director to lead program governance and integration across critical...external oversight team engagement, such as risk, compliance, and/or regulatory . + Strategic problem solver with strong business acumen… more
- House of Blues (CA)
- Job Summary: JOB DESCRIPTION - DIRECTOR OF ACCOUNTING Location: California - Remote, Beverly Hills, California Division: Ticketmaster North America Line Manager: VP ... meeting the challenges that come with the evolving business, regulatory and compliance landscape in which we operate. THE...which we operate. THE JOB We are seeking a Director of Accounting to manage accounting processes that impact… more
- BMO Financial Group (San Ramon, CA)
- …and syndications. Ensures the required internal control standards, including adherence to audit , regulatory and compliance policies. + Leads and executes ... based out of our San Francisco Office or East Bank market. This role will be focused on business...within the existing portfolio. Facilitates growth initiatives for the Bank through significant business development and excellent management of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Operations Director for Wires Investigations within Payments Operations. This individual will lead large operation ... teams and high-risk processes with regulatory requirements and have responsibility for providing services to...ISO along with the wires modernization program for the Bank . **In this role, you will:** + Manage and… more
- Mizuho Corporate Bank (New York, NY)
- …: The Corporate Tax Compliance Associate will be responsible for assisting the Director of Compliance on: Tax Compliance, Provision, Research and Audit . Specific ... of your department, as well as local laws and regulatory obligations. Roles in some of our departments have...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Truist (Raleigh, NC)
- …(United States of America) **Please review the following job description:** The IAM Technical Director II position will lead a team of 5 to 10 analysts to ensure ... years' technical experience working for a top 10 US bank + 10 years' experience collaborating with the following...d) business unit risk management e) technology risk f) audit and g) external auditors + 10 years' experience… more
- JPMorgan Chase (Newark, DE)
- …box, challenging the status quo and striving to be best-in-class. As a Director in the Global Financial Intelligence Unit (GFIU), you will provide strategic vision ... proactive investigations into potentially suspicious and unusual behavior at the bank . You will be responsible for identifying risk and actionable opportunities,… more
- University of Iowa Community Credit Union (North Liberty, IA)
- …leaders and other Credit Union personnel to ensure compliance associated with regulatory laws and best practices/guidance. This position serves as the Credit Union ... to Human Resources, Information Technology, Retail Enablement, Regional Managers, Internal Audit and Compliance and Risk. . Maintains a strong understanding of… more
- Akwesasne Mohawk Casino Resort (Hogansburg, NY)
- …recording and tracking procedures depending on the event. + Casino Cage & Credit: (6wk training) audit consisting of; + The Main Bank , Satellite Bank , Chip ... and performing an extensive review to ensure to comply with all necessary regulatory expectations. + Over/Short, handpay: (4wk training) audit consisting of; +… more