- KeyBank (Cleveland, OH)
- …the Bank 's policies and procedures are consistent with applicable regulatory requirements and best practices. + Responsible for managing staff, providing ongoing ... with mid to senior level management, other internal clients and peers, Internal Audit , industry peers, and regulatory examiners. + Participate in special… more
- KeyBank (Amherst, NY)
- …the Bank 's policies and procedures are consistent with applicable regulatory requirements and expectation and industry best practices. + Responsible for managing ... with mid to senior level management, other internal clients and peers, internal audit , industry peers, and regulatory examiners. + Participate in special… more
- MUFG (Irving, TX)
- …information to staff and line of business personnel * Assist CoE leadership with regulatory and audit preparations and special projects. * Collaborate with other ... A member of our recruitment team will provide more details. Reporting into the Director - Head of Financial Institutions EDD Operations in the Center of Excellence… more
- MUFG (Irving, TX)
- …Assist assigned AML Department Manager to prepare for and respond to internal audit and regulatory examination reviews. Under the direction of the assigned ... and/or special risk client activities in support of the Bank 's BSA/AML program. The AML Operations Team Leader will...to other AML operations areas, the Financial Intelligence Unit Director , BSA Officer, and/or Business Unit Executives. Build and… more
- Scotiabank (Dallas, TX)
- …efficient testing and reporting experience. **What You'll Bring** + 5-7 years of compliance, audit or regulatory exam support, at least 3 of which should involve ... compliance testing in order to assess compliance with legal, regulatory and internal firm policy requirements. + Focus on...management and validation testing efforts. + Understand how the Bank 's risk appetite and risk culture should be considered… more
- SMBC (Sacramento, CA)
- …portfolio of benefits to its employees. Our mission is to be "the bank of choice" for middle market and professional service companies by establishing long ... seasoned bankers. To achieve our mission to be the ' bank of choice' for middle market and professional services...Services **JOB SUMMARY:** Reporting to the BSA Officer, the Director , Head of FCC Model and Data Governance will… more
- KeyBank (MA)
- …and product analysis. + Effectively and professionally interact with internal audit and/or regulatory agency personnel including answering examination ... to KeyBank's Financial Crimes Risk Management's (FCRM) Special Projects Compliance Director . The Senior Compliance Officer - SPRT role ensures Key's compliance… more
- University of Rochester (Albany, NY)
- …payers. Represents Medical Staff Office and Credentials Verification Organization (CVO) for regulatory audit /surveys by the JC, NCQA, DOH, CMS, Delegated ... board certifications, proof of professional liability insurance, National Practitioner Data Bank (NPDB) and/or other sources as required based on Joint Commission… more
- SMBC (Jersey City, NJ)
- …to management when issues/risks may arise. This role will require tracking of all audit and exam related requests as well as ensure a timely and accurate response ... KYC program. Reporting to the KYC Controls and Oversight Director , the KYC Advisory & Controls VP will assist...related operational efficiencies and customer data integrity for SMBC, Bank and subsidiaries in accordance with external rules and… more
- Lac Vieux Desert Northern Waters Casino Resort (Watersmeet, MI)
- …Tribal/State Gaming Compact, NIGC Minimum Internal Control Standards, Indian Gaming Regulatory Act, LVD Tribal Internal Control Standards, Title 31 Minimum Internal ... Manual. * In accordance with NIGC regulations, conducts MICS audit twice a year. * Develop audit ...* Non-gaming audits or operations assessments. * Compliance with bank loan covenants. * Review financial statements for risk… more