- Scotiabank (New York, NY)
- …and other special projects that Audit may be requested to perform by management . + Understands how the Bank's risk appetite and risk culture ... of the team and assist the Senior Managers and/or Director , US Capital Markets Audit to provide...to Senior management . + Working knowledge in risk -based audit methodologies. + Ability to work… more
- Scotiabank (Dallas, TX)
- …and industry trends. Conveys risk -related information to Officer-in-Charge or Audit Principal and senior management . + Maintains stakeholder relationships to ... provides a full range of investment banking, credit and risk management products and services relevant to...work as part of the team and assist the Director , US IT Audit to provide … more
- Citigroup (Tampa, FL)
- …Audit (IA) division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders ... focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison...Issue Management , Laws and Regulations, Professional Standards, Risk Management , Root Cause Analysis. **Other Relevant… more
- Fannie Mae (Washington, DC)
- …BRING TO THE TEAM Minimum Required Experiences* * 4 years of experience in audit , risk management , or regulatory roles within large, complex organizations. ... * Conduct first-level review of work and documentation, leveraging Audit Manager/ Director guidance as needed. Review and...is strongly desired:CPA, CISA, CIA * 6 years of audit , risk management , or regulatory… more
- Charles Schwab (Westlake, TX)
- …challenge Executive Management to improve the efficiency of governance processes, risk management , and internal controls. The Technology enterprise team is ... compliance with key regulations by evaluating and improving the efficiency of risk management , control, and governance processes specifically around the firm's… more
- WM (Houston, TX)
- …working relations with various levels of management in and outside of Internal Audit . + ** Risk Management :** Demonstrate an in-depth knowledge of ... and Controls team. This position reports to the Director , Internal Audit , and collaborates with process...audit and risk management methodologies gained from practical experience… more
- Scotiabank (Dallas, TX)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... the design and operations of the Bank's internal controls, risk management and governance processes. We are...emerging risks to the Bank. + Supporting the GBM&T Audit COO Director and Senior Manager in… more
- Tradeweb (New York, NY)
- …Tradeweb's growing Internal Audit Department. This role will report directly to Director , Technology Audit , Internal Audit . This role offers the ... business, technology and corporate teams to manage the end-to-end audit life-cycle including conducting risk assessments, engagement... assessments and annual planning to develop the Internal Audit Plan + Support the Director of… more
- MUFG (New York, NY)
- …that effectively convey significance and impact on risk and/or risk management practices, reporting findings and audit issues to Audit Management ... management and control processes. It reports to a Director . This role includes, but is not limited to,...of 7 or more years of internal or external audit or risk management experience… more
- New York State Civil Service (Albany, NY)
- …certifications are Certified Internal Auditor, Certified Fraud Examiner, or Certification in Risk Management Assurance. Additional Comments This is an Exempt, ... Chief Audit & Investigations Officer leads and manages the confidential Department of Audit and Management Services. The Chief is expected to serve as a… more