- MUFG (Irving, TX)
- … Manager in establishing and maintaining efficient, scalable and risk -based analytical techniques and methods for evaluating client activity, enabling assigned ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...Manager to prepare for and respond to internal audit and regulatory examination reviews. Under the direction of… more
- BMO Financial Group (San Francisco, CA)
- …Team will work with LOBs and specialty partners to develop options to de- risk and reduce exposures to better manage risks/returns. Facilitates profitable growth, ... risk management and enhanced return initiatives for the Bank....addressed satisfactorily and internal control standards, including adherence to audit , regulatory and compliance policies are met. + Preferred… more
- TD Bank (New York, NY)
- …and TD Bank Financial Group and works in close partnership with Risk , Operations, Legal, GAML, and Treasury and Balance Sheet Management. **Overview of business ... business lines: Treasury Solutions - Corporates ("CCM"), Treasury Solutions - Financial Institutions ("FI"), Global Trade Finance ("GTF") and Export Agency Finance… more
- KeyBank (Cleveland, OH)
- …possesses a minimum of 10 years of compliance, legal, risk management, audit or regulatory examiner experience within the financial services industry, with a ... Fiduciary & Investment Risk Specialist (CFIRS) + Certified Regulatory Compliance Manager (CRCM) + Certified Financial Planner (CFP) + FINRA Series licenses… more
- TD Bank (New York, NY)
- …to review and assess whether the Business is adhering to internal ( risk management, oversight function and audit ) and regulatory requirements, requests, ... a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our...will work with you to meet your needs. The Manager II, Governance & Control leads and manages a… more
- First Horizon Bank (Charlotte, NC)
- …validations, per audit and regulatory standards. + Assist with Model Risk Management (MRM) and Capital Stress Testing Committee (CSTC) reviews for material ... and investment portfolios. EC modeling helps inform the Bank's capital planning, risk management, and loan pricing decisions, as well as capital adequacy assessments… more
- TD Bank (New York, NY)
- …Control reviews and assesses whether the Business is adhering to internal ( risk management, oversight function and audit ) and regulatory requirements, requests, ... controls and ensure business activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The...Director, TDS G&C, the primary role of the Senior Manager , TDS G&C is to support all TDS businesses… more
- TD Bank (Fort Lauderdale, FL)
- …(Fed), Consumer Financial Protection Bureau (CFPB), Office of Supervision of Financial Institutions (OSFI) and internal audit to ensure compliance * Aids ... below * 10+ years related experience required * Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk management experience a… more
- SHI (Somerset, NJ)
- …+ Liaisons with other functions: Foster and manage productive relationships with IT Teams, Risk and Resilience, Legal, and Internal Audit . + Assist IT teams and ... US** + **Continuous professional growth and leadership opportunities.** + **Health, wellness, and financial benefits to offer peace of mind to you and your family.**… more
- Somatus (Mclean, VA)
- …Medicare, and Special Need Plans (SNPs). The Director, Quality will work closely with Sr. Manager , Audit Risk and the Regulatory and Accreditation Team to ... regulatory requirements. + Direct, implement, and monitor internal and external audit protocols to drive continuous quality improvement and ensure compliance with… more