- TD Bank (New York, NY)
- …Control reviews and assesses whether the Business is adhering to internal ( risk management, oversight function and audit ) and regulatory requirements, requests, ... controls and ensure business activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The...Director, TDS G&C, the primary role of the Senior Manager , TDS G&C is to support all TDS businesses… more
- TD Bank (Fort Lauderdale, FL)
- …(Fed), Consumer Financial Protection Bureau (CFPB), Office of Supervision of Financial Institutions (OSFI) and internal audit to ensure compliance * Aids ... below * 10+ years related experience required * Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk management experience a… more
- TD Bank (Greenville, SC)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... a new compliance structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be strategic, tactical, collaborative and… more
- Citigroup (Irving, TX)
- …initial financial analysis, due diligence, projection modeling, stress testing, risk ratings and other in-depth analysis + Support relationships with key ... This role reports to the Power & Chemical Portfolio Manager / Underwriter. Key Responsibilities Executes, aligned with global...stakeholders in Banking and Risk and with key Regulators, Internal Audit ,… more
- Citigroup (New York, NY)
- …field and 6 years of progressive, post-baccalaureate experience as a Relationship Banker, Credit Risk Analyst, Credit Risk Manager , Credit Risk Officer, ... packages are complete and accurate. Perform enterprise valuation analysis. Review financial data, target-market and risk acceptance criteria, projection… more
- BMO Financial Group (Milwaukee, WI)
- …the design, implementation and monitoring and testing of their controls, conduct risk assessments, and manage oversight of regulatory compliance issues. We partner ... regulatory exams and provide advisory support in managing regulatory compliance risk .** **Provides advice and guidance to assigned business/group on implementation… more
- Somatus (Mclean, VA)
- …Medicare, and Special Need Plans (SNPs). The Director, Quality will work closely with Sr. Manager , Audit Risk and the Regulatory and Accreditation Team to ... regulatory requirements. + Direct, implement, and monitor internal and external audit protocols to drive continuous quality improvement and ensure compliance with… more
- TD Bank (New York, NY)
- …& Sales teams and Desk Heads / Supervisors. + Understanding of key non- financial risk (eg, market, credit, operational) concepts, controls and applicability to ... also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit ) to...(eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision accountabilities… more
- SHI (Somerset, NJ)
- …+ Liaisons with other functions: Foster and manage productive relationships with IT Teams, Risk and Resilience, Legal, and Internal Audit . + Assist IT teams and ... US** + **Continuous professional growth and leadership opportunities.** + **Health, wellness, and financial benefits to offer peace of mind to you and your family.**… more
- American Express (New York, NY)
- …Attention will be focused on new product development, marketing strategies, risk management initiatives, process control, issue management, marketing collateral and ... federal, state and local regulations. + Advising leaders on areas of emerging risk and approaches to improve necessary controls and practices as appropriate. +… more