- PNC (Pittsburgh, PA)
- …a regular basis. Some responsibilities may be performed remotely, at the manager 's discretion. Enterprise Compliance has an immediate need for a motivated, ... responsibilities and regular exposure to 1LOD and 2LOD Compliance and Operational Risk Officers and Senior Leadership. This position works directly with 1LOD, 2LOD… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- TD Bank (New York, NY)
- …implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance coverage plan. ... Compliance Oversight program, including evaluating program design elements, analyzing Risk Owner testing and monitoring routines contributing to Compliance coverage… more
- PNC (Louisville, KY)
- …making recommendations on insurance decisions. Act as first line of defense, supports risk management, compliance, and audit needs as necessary. PNC Employees ... advice and guidance to underwriters and asset managers regarding risk implications of any such exceptions or gaps in...date meeting PNC guidelines. + After conferring with the manager or senior analyst, correspond, either verbally or in… more
- Bank of America (Jersey City, NJ)
- …is flexible and modular + Designs solutions that are compliant all relevant risk , financial , and compliance polices, and standards + Manages the application ... are guided by a common purpose to help make financial lives better through the power of every connection....identify solutions, and manage through resolution. + Respond to risk or audit identified issues with designs… more
- SMBC (Charlotte, NC)
- …a GRC application offering a wide range of GRC functional capabilities for risk management, internal audit , internal control, information security and regulatory ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...Risk and Compliance) industry. * Prefer experience with risk management, internal audit , internal control, information… more
- Polaris Industries (Wyoming, MN)
- …based on failure mode (DRBFM), design validation plan and report (DVP&R), internal audit reporting system (IAR), hazard analysis and risk assessment (HARA), ... us to THINK OUTSIDE.** The Design Assurance Engineer owns the design risk mitigation process, documentation, and assessment activities in support of the Polaris… more
- KeyBank (Superior, CO)
- …a range of operational activities relating to the on-going management; risk monitoring; loan administration; account maintenance; and customer service. Job ... exposures; and other tasks assigned by the SFL Operations Manager . + Assist the SFL Sale Personnel, in a...annual audits; and preparing summary due diligence and annual audit reports for management. + Communicate all audit… more
- CACI International (VA)
- …sustainment of the ACAS solution + Maintain and configure Nessus, Nessus Manager , Nessus Agents, Log Correlation Engine, Nessus Network Monitor, and Security Center ... + Generate and present reports to stakeholders on vulnerability assessments and risk mitigation efforts + Responsible for installing and configuring Nessus Agents +… more
- Truist (Norcross, GA)
- …Wealth, Advisory, and/or Retail Lending experience) OR, 3 years' experience in a financial client relationship manager role. 3. Advanced knowledge of a broad ... **Please review the following job description:** Serve as primary relationship manager for a portfolio of financially complex client relationships within the… more