- Citizens (Johnston, RI)
- …Regulatory Compliance Manager (CRCM) Qualifications: + 6-8 years experience in Risk Management, Audit , or Compliance + Prior experience implementing and ... and opportunities to stretch yourself! As the First Line Risk Senior Manager for the Consumer Deposits...Risk Management Principles: A solid understanding of various risk types (eg, operational, financial , compliance, reputational)… more
- Intuit (Atlanta, GA)
- … Risk Advisory Manager who thrives at the intersection of risk management, audit execution, and technology. This is a high-impact individual contributor ... role, reporting to the Senior Manager , SOX Technology Risk Advisory. As an...with the SOX control environment and related technology and financial risk . + Lead with a transformational… more
- Citigroup (Tampa, FL)
- …manage ad hoc projects as requested. **Responsibilities:** + Support BIC Leadership team/Business Manager with audit planning and related audit activities ... information to help them manage their teams and execute audit work. + Act as a trusted partner to...as to achieve IA's Strategic vision. + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- NBC Universal (Englewood Cliffs, NJ)
- …controls over financial reporting (eg, via public accounting or internal audit at a large public company). Additional Qualifications: + CPA preferred. + Strong ... of the Company's SOX program. This role will participate in the full audit cycle (planning, execution, and reporting). The Senior Auditor will report to the… more
- Charles Schwab (Orlando, FL)
- … while ensuring regulatory and corporate policy requirements are met. This Senior Manager position on the Operations Control Risk Team (OCRT) provides support ... management at the business unit level within Operational services. The OCRT Senior Manager will support the enterprise risk framework by managing Risk … more
- Grant Thornton (Los Angeles, CA)
- As a Process Risk Experienced Manager , you will have the opportunity to grow and contribute to our clients' success by helping them identify and understand their ... role in both proactively addressing and responding to these risks within our Risk Advisory Practice, supported by the resources and environment necessary for your… more
- City National Bank (Charlotte, NC)
- *TECHNOLOGY PROJECT SENIOR MANAGER - IT RISK AND REGULATORY* *WHAT IS THE OPPORTUNITY?* The IT Risk and Regulatory Project Manager is responsible for ... engagement, negotiation of scope changes, and effective communication with risk , audit , legal, and technology partners. *WHAT...Degree or equivalent * Minimum of 7 years project manager experience * Minimum of 5 years of experience… more
- Truist (Atlanta, GA)
- …for IAM. Seeking talent with experience working directly on behalf of a financial institution with regulators like the Federal Reserve Board (FRB), Office of the ... the analysis of legal, regulatory and compliance initiatives. Manages cybersecurity risk and compliance functions which include: performing assessments to identify,… more
- Grant Thornton (Charlotte, NC)
- …presentations, whitepapers, and other thought leadership + Conduct entity and process level risk assessments and develop internal audit plans for client approval ... As a Process Risk Director, you will get the opportunity to...+ Assist with establishing and operating high performing internal audit functions, internal controls programs, and Sarbanes-Oxley (SOX) compliance… more
- SMBC (New York, NY)
- …derivatives and cash trading desks. + Effectively communicate with team members, senior risk management, and audit on strategies related to open issues, testing ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...CM business, CM is looking to expand Counterparty Credit Risk team by adding a VP to the team… more