- Selby Jennings (Chicago, IL)
- …equities, and ETFs. They are looking for an IT Audit Manager Manager to join them and oversee the risk and enhance the control frameworks. Ideal ... firm that leverage technology and quantitative strategies to execute financial instrument trades. This international firm is operates on...a minimum of 4 years of experience in Operational risk and are experienced in the 2nd line of… more
- Forth Recruiting (Salem, OR)
- …and responsible role, the manager will assist clients in developing risk assessments, conduct audits, establish internal audit programs, and have frequent ... About the job Audit Manager - Salem, OR The...referrals. Targeted kudos program providing firm-wide employee recognition and financial rewards. Discounted movie tickets. Structured volunteer and community… more
- Gateway Search Associates (Media, PA)
- …daily operations of the audit engagement. From staffing, planning, budgeting, risk assessment, fieldwork, financial reporting, and wrap-up stage of the ... met. *Manage multiple client relationships and engagements simultaneously. *Manage audit , review, and compilation engagements. *Demonstrate proficient technical skills… more
- Forvis Mazars (New York, NY)
- … crimes roles with a focus on AML, KYC, BSA, SARs, Sanctions, and Internal Audit programs within the financial services industry Prior experience as a consultant ... and Corruption (ABC) and AML compliance system implementation/tuning. Assessing BSA/AML risk at the enterprise and/or business unit level and helping implement… more
- Staff Financial Group (West Chester, PA)
- Job Description Actuary / Model Risk Manager Who: A highly skilled actuary with expertise in model risk management, with FSA highly preferred (ASA actively ... $195,000 base salary, plus annual bonus. Position Overview: The Actuary / Model Risk Manager will oversee model governance, validation, and compliance, working… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …(which could include any or all of the following: hazard risk ; operational risk ; financial risk ; compliance/regulatory risk ; or business risk ... Experience *Bachelor's Degree and a minimum seven (5) years' experience in risk management, internal control, audit , or information security experience. *OR… more
- Citigroup, Inc. (Irving, TX)
- …performed by junior resources Facilitate relationships with key clients in Banking and Risk and with key Regulators, Internal Audit , and control functions ... engage with regulators and internal control functions including Internal Audit and Fundamental Credit Risk as well...Proven ability in managing people and teams 8+ years risk / risk -related credit work experience in banking/ financial… more
- Selby Jennings (Los Angeles, CA)
- …Experience: 5+ years of experience in IT Risk , Information Security, or Audit within financial services. 3+ years of hands-on experience with IT control ... audiences. Review and assess IT and IS control documentation, audit findings, and regulatory feedback to identify trends and...Competencies: Strategic thinker with a deep understanding of IT risk in a financial services context. Excellent… more
- TradeStation (Chicago, IL)
- …for performing the controls in support CIP/KYC/EDD program that aligns with the Financial Crime program and the risk management structure of the affiliated ... in compliance with all applicable rules. Reporting to the Manager of Client Risk , this individual will...Management (Customer Risk Scoring - KYC, KYA risk factors) Partner on audit reviews, regulatory… more
- BNP Paribas (New York, NY)
- …and Investment Banking / Capital Markets activities either working in Business, Risk , Audit or Operations departments Experience working directly with front ... complaints Roll-out of various trainings related to Conduct (Dilemmas, Manager training, etc.) : Maintaining the library of Conduct...Team in the context of NACs pertaining to Conduct Risk and assess the specific risk linked… more
