- Neuberger Berman (New York, NY)
- …of experience in financial services, with significant experience in business controls, risk management, audit , or compliance within Wealth Management, Private ... This individual will ensure operational processes, governance structures, and risk management practices support both regulatory requirements and business objectives,… more
- BMO Financial Group (Chicago, IL)
- …LOBs' in accordance with the Enterprise Compliance Program and Operational Non-Financial Risk Framework. + Execute the 1LOD testing program for the Wealth LOBs ... methodology that supports the Enterprise Compliance Program and Operational Non-Financial Risk functions within Wealth Management. + Raise compliance and control… more
- Zions Bancorporation (Midvale, UT)
- …Business Resilience. This is an opportunity to gain exposure to enterprise-wide risk coordination, work alongside senior leaders, and contribute directly to the ... preparedness, response, and recovery capabilities. Reporting to the Corporate Crisis Manager , this role will assist in managing critical incident protocols,… more
- Grifols Shared Services North America, Inc (Los Angeles, CA)
- …authority. Maintains accurate customer notes in the system on a timely basis for audit review. Handling a high volume of outgoing collections calls and emails in ... share monthly reporting to Management, including DSO, CEI, Overdue, high- risk customers, targets set and met. 4. Prepares Ad...under tight deadlines. 7. Make recommendations to the Credit Manager on the quality of the receipts postings. 8.… more
- UMB Bank (Kansas City, MO)
- …team provides timely, accurate, and seasoned judgment related to regulatory compliance risk , suggests strategies for mitigating risk , promotes a strong culture ... As a Compliance Testing Analyst you will assist the Compliance Testing Manager in carrying out the testing function of UMB Financial Corporation's Compliance… more
- M&T Bank (Getzville, NY)
- …as assigned by division management. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's ... Risk Appetite. Design, implement, maintain and enhance internal controls...control standards, including timely implementation of internal and external audit points together with any issues raised by external… more
- M&T Bank (Buffalo, NY)
- …developers as needed. + Exercise usual authority of a manager concerning staffing, performance appraisals, promotions, salary recommendations, performance management ... and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite.… more
- BD (Becton, Dickinson and Company) (Brea, CA)
- …approach between pumps and sets, including alignment and consistency in risk management files, coordinated change control processes between pumps and sets ... Management System (QMS) alignment and compliance, and Inspection and audit readiness + Ensure the QMS meets or exceeds...+ Keep senior leadership informed of quality performance and risk across the platform. + Lead Risk … more
- Girl Scouts San Diego (San Diego, CA)
- …Executive Committee, Board Development Committee, Finance Committee, Investment Committee, Audit Committee, Philanthropy Committee, and Property and Gathering Spaces ... leading the council's financial strategy and oversees finance, information technology, risk management and legal, properties, and human resources. The CFAO provides… more
- Mallinckrodt Pharmaceuticals (St. Louis, MO)
- …approval of validation documents including but not limited to: GxP Assessment, Risk Assessment, Part 11/Annex 11 Assessment, Data Integrity Assessments, IQ, OQ, PQ, ... integrity gap assessments and remediation + Performs equipment/system/process level risk assessments per ICH Q9 guidelines DEPARTMENT SPECIFIC/NON-ESSENTIAL FUNCTIONS:… more