- MongoDB (Princeton, NJ)
- …complexity and ambiguity of the compliance, regulatory, financial and technology risk landscape. Working closely with Commercial and Public Compliance sector teams, ... the GRC Program Manager role will lead the maintenance effort of the...findings to drive remediation, improve control maturity, and inform audit readiness and program reporting + Lead cross-functional coordination… more
- Charles Schwab (Orlando, FL)
- … while ensuring regulatory and corporate policy requirements are met. This Senior Manager position on the Operations Control Risk Team (OCRT) provides support ... management at the business unit level within Operational services. The OCRT Senior Manager will support the enterprise risk framework by managing Risk … more
- Capital One (Richmond, VA)
- Risk Manager , CAT Testing | Retail Bank...Qualifications:** - At least 2 years of Financial Services, Audit , or Risk Management experience - At least ... for our 2nd and 3rd line functions. **As a Risk Manager , you will:** - Oversee rigorous...experience - 3+ years of Financial Services, Controls Testing/Assessment, Audit , or Risk Management Experience - 1+… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …but also works independently on smaller projects. Responsible and accountable for risk by openly exchanging ideas and opinions, elevating concerns and personally ... drive a positive customer experience. While operating within the Bank's risk appetite, achieves results by consistently identifying, assessing, managing, monitoring,… more
- SMBC (New York, NY)
- …for committee, regulatory, and audit submissions as well as timely escalation of risk -related matters to the Risk Coordination Team Lead and the Head of ... benefits to its employees. **Role Overview** The Vice President (VP) in the Risk Management Coordination Team plays a pivotal role in operational coordination and… more
- Truist (New York, NY)
- …the capabilities to serve as a proxy for the Wholesale Business Unit Risk Team with senior leadership, committee presentations, audit or regulators. **Essential ... business and regulatory change). 6. Provide oversight and support for open risk , audit , and regulatory issues. Evaluate the root cause, the corrective action… more
- Citigroup (Tampa, FL)
- …manage ad hoc projects as requested. **Responsibilities:** + Support BIC Leadership team/Business Manager with audit planning and related audit activities ... information to help them manage their teams and execute audit work. + Act as a trusted partner to...as to achieve IA's Strategic vision. + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- NBC Universal (Englewood Cliffs, NJ)
- …of the Company's SOX program. This role will participate in the full audit cycle (planning, execution, and reporting). The Senior Auditor will report to the ... Vice President, Internal Audit . Responsibilities: + Participates in the SOX planning process...Responsibilities: + Participates in the SOX planning process including risk assessment and scoping. + Performs walkthroughs to identify… more
- Grant Thornton (Charlotte, NC)
- …presentations, whitepapers, and other thought leadership + Conduct entity and process level risk assessments and develop internal audit plans for client approval ... As a Process Risk Director, you will get the opportunity to...+ Assist with establishing and operating high performing internal audit functions, internal controls programs, and Sarbanes-Oxley (SOX) compliance… more
- Charles Schwab (Westlake, TX)
- …of business goals as well as the regulatory and industry environment. The Senior Team Manager , Retail Business Unit Risk will focus on risk management ... and policy review & implementation. As a Senior Team Manager , you will lead a team of Senior Managers...broker dealer and retail experience + 8+ years supervisory, risk , audit , control, or compliance experience in… more