- Capital One (Mclean, VA)
- …+ At least 3 years of experience in compliance testing, risk management, compliance monitoring , quality assurance, control review or audit + At least 2 years ... Principal Associate, Compliance Transaction Tester The US Card Compliance team is...degree + 4+ years of financial services consumer compliance monitoring , auditing, risk management or compliance experience + 2+… more
- JPMorgan Chase (Jersey City, NJ)
- …a crucial role in enhancing our organization's governance and operational excellence! As an Audit Manager , Vice President in the Global Sales and Research ... audit team within the Commercial Investment Banking ...effective program of continuous auditing for assigned areas, including monitoring of key metrics to identify control issues and… more
- SMBC (Jersey City, NJ)
- …a global financial services firm such as KYC/client risk rating, transaction monitoring , suspicious activity reporting, client screening/sanctions requirements, ... to its employees. **Role Description** Reporting to the Head of Compliance Monitoring & Testing ("M&T") in the Compliance Department, Americas Division, the Head… more
- TD Bank (Portland, ME)
- …areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and support for central ... elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US Compliance Monitoring and Testing in… more
- TD Bank (New York, NY)
- …This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the development, implementation and ... coordination of the Monitoring program, as well as aspects of compliance test...abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis… more
- Scotiabank (New York, NY)
- …team, committed to results, in an inclusive and high-performing culture. **Senior Manager , Business Risk Management - US Global Transaction Banking** Global ... Senior Manager , Business Risk Management US GTB **Requisition ID:**... Transaction Banking (GTB) is the payments and transaction engine of Scotiabank. We support Small Business, Commercial… more
- TD Bank (Charlotte, NC)
- …analytical models used for TD. The position reports to Senior Manager , Trading Surveillance and Insider Risk Models Validation. Detailed accountabilities include: ... reports with adequate information and justification to support validation conclusions and Audit / regulator review / assessment of validation process and validation… more
- Huntington National Bank (Denver, CO)
- …and quarterly updates to leadership and risk committees. + Analyze complaint trends, audit results, and monitoring outcomes to identify patterns and recommend ... collaboration and transparency. + Develop and execute a comprehensive ongoing monitoring program for Commercial Card Issuing and sponsorship activities. + Review… more
- CIBC (Chicago, IL)
- …reports for exams and target reviews across lines of business including transaction monitoring , customer due diligence (CDD/KYC), sanctions screening and ... logic, control effectiveness, and data quality of AML technology systems (eg transaction monitoring systems, case management tools); evaluate risks and control… more
- US Bank (Minneapolis, MN)
- …evaluate the risks of new products, services, and portfolios, and design risk-based transaction monitoring solutions. + Ensure the team is working continually to ... the Enterprise Financial Crimes Compliance (EFCC) Financial Intelligence Unit (FIU). The manager will serve as a subject-matter expert on sanctions screening tools… more
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