- Citigroup (Irving, TX)
- …collaborate across all Businesses, In-Business Credit Risk (IBCR), Risk Management, various Policy teams, Internal Audit , Technology, and senior ... The Banking and International Risk (BIR) Policy & Governance team directly supports...will include the development, enhancement, implementation, issuance, periodic review, compliance , and oversight for all Policy documents and processes.… more
- Citizens (Johnston, RI)
- …reports. + Prior experience in a financial services organization, particularly within Risk , Audit , Compliance , Cybersecurity, or Third-Party Risk ... reputational risks. We add value by bringing momentum to action plans to address risk and leveraging findings and best practice on a bank wide scale. Primary… more
- PenFed Credit Union (Mclean, VA)
- …experience in enterprise risk management, operational risk management, financial risk management, governance, compliance , or audit in the financial ... analysis and loss estimation approach + Enhance the Governance, Risk and Compliance (GRC) system to support...and operational resilience mindset across the firm + Lead audit and regulatory engagement for matters related to operational… more
- …management products, policies and processes. 6. Maintain a knowledge of compliance , legal and documentation requirements, including those specific to state laws. ... notes, security agreements, funding information and other required documents in compliance with federal, state and local guidelines and lending policy guidelines.… more
- Williams Companies (Houston, TX)
- …are detailed and modeled + Assists internal/external auditors in the completion of audit plans + Develops and/or monitors risk metrics, including Value at ... in the development of processes and controls that maintain compliance with annual SOX certification requirements + Prepares ad...and safety as the utmost priority + Understanding of risk control concepts and commodity/ credit dynamics +… more
- Citigroup (Tampa, FL)
- … credit (structuring, underwriting, review and/or approval), counterparty credit risk , credit or audit review function, workout and restructuring, ... Book. The role requires a thorough understanding of fundamental credit and credit risk concepts...ability to interact with senior stakeholders such as Business, Risk , Finance, Audit , Legal and Compliance… more
- TXNM Energy (Albuquerque, NM)
- …promoted, or transferred into the position, the candidate must successfully pass a credit background check. SUMMARY: The Internal Audit SOX Manager will develop ... Manager, SOX Compliance Location: Albuquerque, NM, United States Job ID:...of the audit cycle, from developing the audit plan and facilitating the risk assessment… more
- Capital One (Richmond, VA)
- …Degree + 4+ years of experience in compliance , risk management, audit or legal + Strong knowledge of Credit Card Products, Operations, Servicing, Systems ... areas and processes, plus sharing regulatory insights. Collaboration with credit card operations team and complaint areas, Legal, and...certification + At least 3 years of experience in compliance , risk management, audit or… more
- TD Bank (Fort Lauderdale, FL)
- …teams to enhance transparency and decision-making. A strong background in regulatory compliance management, risk , or audit within the banking ... a mission to build a more resilient and scalable compliance risk management function. As part of...risk assessment, reporting and other activities;** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking,… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... and present Oversight program materials to senior management. + Provide regulatory compliance risk expertise and consulting for projects and initiatives with… more