- Scotiabank (Dallas, TX)
- …the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and ... and validation testing efforts. + Understand how the Bank's risk appetite and risk culture should be...reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support, at… more
- The County of Los Angeles (Los Angeles, CA)
- …law enforcement investigative operations, practices, policies and procedures, focusing on high- risk areas and its compliance to policies and procedures; ... are accomplished according to the established audit work plan. Develops audit work plans that include preliminary surveys, risk assessments, approach and… more
- SMBC (Jersey City, NJ)
- …in Banking or Financial Services industry + 7+ years of experience in an Operational Risk or Compliance Risk role **Education:** + Required: BA/BS + ... Officer function plays a critical role in strengthening the Compliance function's risk and control environment by...and sustainability. + Coordinates and supports interactions with Operational Risk , Enterprise Risk and Internal Audit… more
- Capital One (New York, NY)
- …line functions doing partner due diligence and partner reviews. The Senior Manager AML Compliance Advisor performs a key risk management role (second line of ... expertise of applicable laws and regulations + Engage in Audit , Regulatory, and other reviews of the AML program...+ At least 6 years of experience in regulatory compliance , risk management or anti-money laundering (AML)… more
- S&P Global (New York, NY)
- …**About the Role / Team** We are seeking a motivated professional to join the Ratings Compliance & Risk team as a Compliance Operations & Training Lead. This ... The position reports to the Global Chief Matrix Officer for Ratings Compliance & Risk . **Responsibilities and Impact:** **Key Responsibilities:** + Lead… more
- American Express (Phoenix, AZ)
- …the compliance focus for this position will include evaluating compliance risk associated with new product development, marketing claims and ... timely closure of gaps and customer remediation where required. + Participate in the Compliance Risk Assessment process to ensure that all applicable laws and… more
- CGI Technologies and Solutions, Inc. (Quantico, VA)
- …implementation of financial management policies and internal controls to maintain an audit -ready environment and support quarterly and annual Risk Management and ... **Financial Analyst- OCFO Compliance Act Support** **Category:** Finance **Main location:** United...update the catalog of financial management policies to ensure audit readiness and incorporate recommendations into reports and Programs… more
- Brown University (Providence, RI)
- …including Controller, OIT/ Workday Program, Corporate & Foundation Relations, and Internal Audit . The incumbent also acts to ensure compliance with the ... compliance . Responsibilities + Effort Reporting, Sponsor Surveys/Reporting and Audit + Support Sponsored Projects Financial Quality Control/Quality Improvement… more
- Otsuka America Pharmaceutical Inc. (Rockville, MD)
- …but not limited to Compliance Committee updates, quarterly reports to the OAPI/OPDC Audit & Risk Committee and Joint Boards of Directors, Annual reports, and ... strategy developed by the Vice President & US Chief Compliance Officer (CCO) to mitigate risk and...job application process. We do not require any financial, credit card or bank account information and/or any payment… more
- NCR VOYIX (Irving, TX)
- …metrics and significant changes to compliance landscape to leadership team, internal audit , and enterprise risk management. + Manage the monitoring of ... software development, sales, and other operations teams to effectively mitigate compliance risk + Manage relationships with regulatory associations and… more