- BMO Financial Group (Chicago, IL)
- …complex sanctions risk exposure, specifically within wire transfers, letters or credit and other miscellaneous high risk referrals. Experience handling or ... Assists in the implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring, testing… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in… more
- TXNM Energy (Albuquerque, NM)
- …organization and evaluates controls in order to recommend improvements to current risk management controls Works with Internal Audit management, external ... position has been defined as a position requiring a credit check. Prior to being hired, promoted, or transferred...auditor, and IT management to develop a risk -based Internal IT audit strategy that complies… more
- Capital One (New York, NY)
- …and regulations and fraud trends and typologies + Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations + ... Compliance Advisor Manager is responsible for providing AML compliance advice to Capital One's credit card... data, interpreting it to ensure consistency and adequate compliance risk management + Flexibility to periodically… more
- Capital One (Plano, TX)
- …Bachelor's Degree or military experience + At least 5 years of experience in compliance , legal, audit , or risk management Preferred Qualifications: + ... party compliance + Maintain expert understanding of Compliance Risk Management Framework and applicable laws...internal business clients + 6+ years of experience in compliance , legal, or audit + Certified Regulatory… more
- Idaho Division of Human Resources (Boise, ID)
- Compliance Bureau Chief - DMS Posting Begin Date: 2025/05/29...the department. + Oversee the development of the Internal Audit and OPI audit plans, risk ... chief will be responsible for managing the bureau of compliance which includes the Office of Program Integrity (OPI),...The ideal candidate will have a strong understanding of audit , state statutes and IDAPA rules, as well as… more
- American Express (Sunrise, FL)
- …practices, and other relative banking laws/regulations. + Prior credit card industry, compliance , legal, or risk experience is a plus. + In-depth knowledge ... closure of gaps where required. + Participating in the Compliance Risk Assessment process to ensure that...General Counsel's Organization, other Compliance teams, Independent Compliance Testing team, Control Management, Internal Audit ,… more
- Comerica (Farmington Hills, MI)
- …an accredited university or 4 years of relevant experience + 4 years of experience in Risk Management, Compliance or Audit or related fields + 2 years of ... and making recommendations + 2 years of Program Management leadership experience in Compliance , Risk , Audit , or related functions - Leading initiatives,… more
- Capital One (Mclean, VA)
- …in risk management (eg, compliance , legal, audit , business risk office, credit risk management, or finance) **Preferred qualifications** **:** + ... to ensure solutions align with business objectives, regulatory expectations, and risk management frameworks + Document processes using tools such as swim… more
- Capital One (Mclean, VA)
- …in risk management (eg, compliance , legal, audit , business risk office, credit risk management, or finance) **Preferred qualifications** **:** + ... relationships to drive alignment with business objectives, regulatory expectations, and risk management frameworks + Document processes using tools such as swim… more