• Compliance Testing Senior Manager, Swap…

    Scotiabank (Dallas, TX)
    …the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and ... and validation testing efforts. + Understand how the Bank's risk appetite and risk culture should be...reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support, at… more
    Scotiabank (09/05/25)
    - Related Jobs
  • Law Enforcement Auditor

    The County of Los Angeles (Los Angeles, CA)
    …law enforcement investigative operations, practices, policies and procedures, focusing on high- risk areas and its compliance to policies and procedures; ... are accomplished according to the established audit work plan. Develops audit work plans that include preliminary surveys, risk assessments, approach and… more
    The County of Los Angeles (08/04/25)
    - Related Jobs
  • Vice President, Functions Control Officer…

    SMBC (Jersey City, NJ)
    …in Banking or Financial Services industry + 7+ years of experience in an Operational Risk or Compliance Risk role **Education:** + Required: BA/BS + ... Officer function plays a critical role in strengthening the Compliance function's risk and control environment by...and sustainability. + Coordinates and supports interactions with Operational Risk , Enterprise Risk and Internal Audit more
    SMBC (08/08/25)
    - Related Jobs
  • AML Compliance Advisor Senior Manager

    Capital One (New York, NY)
    …line functions doing partner due diligence and partner reviews. The Senior Manager AML Compliance Advisor performs a key risk management role (second line of ... expertise of applicable laws and regulations + Engage in Audit , Regulatory, and other reviews of the AML program...+ At least 6 years of experience in regulatory compliance , risk management or anti-money laundering (AML)… more
    Capital One (09/14/25)
    - Related Jobs
  • Compliance Operations & Training Lead,…

    S&P Global (New York, NY)
    …**About the Role / Team** We are seeking a motivated professional to join the Ratings Compliance & Risk team as a Compliance Operations & Training Lead. This ... The position reports to the Global Chief Matrix Officer for Ratings Compliance & Risk . **Responsibilities and Impact:** **Key Responsibilities:** + Lead… more
    S&P Global (09/18/25)
    - Related Jobs
  • Manager, Small Business Compliance Lending…

    American Express (Phoenix, AZ)
    …the compliance focus for this position will include evaluating compliance risk associated with new product development, marketing claims and ... timely closure of gaps and customer remediation where required. + Participate in the Compliance Risk Assessment process to ensure that all applicable laws and… more
    American Express (09/10/25)
    - Related Jobs
  • Financial Analyst- OCFO Compliance Act…

    CGI Technologies and Solutions, Inc. (Quantico, VA)
    …implementation of financial management policies and internal controls to maintain an audit -ready environment and support quarterly and annual Risk Management and ... **Financial Analyst- OCFO Compliance Act Support** **Category:** Finance **Main location:** United...update the catalog of financial management policies to ensure audit readiness and incorporate recommendations into reports and Programs… more
    CGI Technologies and Solutions, Inc. (09/09/25)
    - Related Jobs
  • Senior Financial Compliance Analyst

    Brown University (Providence, RI)
    …including Controller, OIT/ Workday Program, Corporate & Foundation Relations, and Internal Audit . The incumbent also acts to ensure compliance with the ... compliance . Responsibilities + Effort Reporting, Sponsor Surveys/Reporting and Audit + Support Sponsored Projects Financial Quality Control/Quality Improvement… more
    Brown University (09/18/25)
    - Related Jobs
  • Executive Director, Compliance Program…

    Otsuka America Pharmaceutical Inc. (Rockville, MD)
    …but not limited to Compliance Committee updates, quarterly reports to the OAPI/OPDC Audit & Risk Committee and Joint Boards of Directors, Annual reports, and ... strategy developed by the Vice President & US Chief Compliance Officer (CCO) to mitigate risk and...job application process. We do not require any financial, credit card or bank account information and/or any payment… more
    Otsuka America Pharmaceutical Inc. (09/18/25)
    - Related Jobs
  • Senior Manager, Payments Compliance

    NCR VOYIX (Irving, TX)
    …metrics and significant changes to compliance landscape to leadership team, internal audit , and enterprise risk management. + Manage the monitoring of ... software development, sales, and other operations teams to effectively mitigate compliance risk + Manage relationships with regulatory associations and… more
    NCR VOYIX (09/13/25)
    - Related Jobs