- Citigroup (Tampa, FL)
- Serves as a senior function/business/product compliance risk manager for US Personal Banking Operations - Core Operations Independent Compliance Risk ... as required. Serves as liaison with regulatory examiners, Internal Audit , and external auditors on critical Compliance ...Manager (CRCM) designation is a plus. **Job Family Group:** Compliance **Job Family:** Product Compliance Risk… more
- Navy Federal Credit Union (San Diego, CA)
- …with primary responsibilities that include supporting desktop application management and reporting, audit and risk compliance , patch management, and ... including New Desktop Software requests, Patch Management, Access & Records Management, and Audit & Risk Management * Conduct benchmarking and trend analysis to… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's… more
- Louisiana Department of State Civil Service (LA)
- …service providers and insurance companies such as banks, residential mortgage lenders, pawnshops, credit unions, and HMOs to determine compliance with state and ... "No" to the previous question type N/A. 04 Do you have any prior audit , examination, or compliance experience specifically related to any of the entities… more
- Scotiabank (New York, NY)
- …the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and ... and validation testing efforts. + Understand how the Bank's risk appetite and risk culture should be...reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support, at… more
- Shuvel Digital (Pensacola, FL)
- …Qualifications: + Experience in regulatory compliance , risk management, or audit within a financial institution, ideally a credit union. + Strong working ... assets, and over 23,000 employees. Our client Navy Federal Credit Union is seeking an Regulatory Compliance ...8x a month Top 3 Required Skills: + Regulatory Compliance + Risk Management + Analytical Thinking… more
- Access Dubuque (Dubuque, IA)
- …. + Maintains and builds knowledge of relevant issues/regulations related to Internal Audit , Compliance , the credit union industry, and emerging risks ... IT Internal Auditor plans, administers, and performs the internal audit function at the credit union for...development, implementation, and ongoing evaluation of the annual IT risk based audit plan. + Leads information… more
- The County of Los Angeles (Los Angeles, CA)
- …law enforcement investigative operations, practices, policies and procedures, focusing on high- risk areas and its compliance to policies and procedures; ... are accomplished according to the established audit work plan. Develops audit work plans that include preliminary surveys, risk assessments, approach and… more
- Capital One (Mclean, VA)
- …Bachelor's Degree or Military experience + At least 3 years of experience in compliance , risk management legal, audit or regulatory experience Preferred ... Manager, Software Compliance Advisor Ever since our first credit... data, interpreting it to ensure consistency and adequate Compliance Risk Management + Contribute to management… more
- CDM Smith (Bridgeport, CT)
- …operations, and contribute to the development and maintenance of privacy and compliance programs. Key Responsibilities include: Third-Party Risk Management * ... and privacy risks and recommend appropriate contract terms. Internal Risk & Compliance * Perform internal information...review and draft data protection clauses in vendor agreements. Audit & Client Support * Coordinate with internal and… more