- M&T Bank (Clanton, AL)
- …relationships with members of the Secondary, Servicing, Accounting, Finance, Treasury, Compliance , Legal, Audit , and various investment bankers/investors, and ... varying Bank disciplines including Accounting, Finance, Treasury, Capital, and Risk areas. Works with the Bank's MRM and Internal... areas. Works with the Bank's MRM and Internal Audit teams. Serves as Bank-wide or industry expert in… more
- Citigroup (Jacksonville, FL)
- … Cards or Retail Bank in one of the following areas: operations, operational risk management, compliance , audit , or other control-related functions in the ... appropriate execution areas. The overall objective is to ensure audit /review readiness efforts across 1st line USPB functions and.../review readiness efforts across 1st line USPB functions and Compliance for KYC (Know Your Client) program at Citi.… more
- JPMorgan Chase (Columbus, OH)
- …Partner effectively with colleagues across the firm, business, operations management, legal, compliance , risk , audit , regulators and technology control ... years of financial services experience in controls, audit , quality assurance, risk management, or compliance preferred + Strong understanding and experience… more
- Citigroup (Charlotte, NC)
- …business constituents. + Partner with each of the originating and coverage business lines, credit risk , operations, legal, etc. + Ensure that quality of data, ... This specific opportunity is to ensure that the Seller Audit process for several businesses is handled accurately, timely,...loan operations to define and implement operational metrics and risk and control reviews to ensure all stakeholders have… more
- TD Bank (New York, NY)
- …is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance , AML and Audit ) to assess risks, develop ... automated (Algo) trading and sales activities in coordination with Compliance or relevant Risk and Control teams....required assist with remedial work efforts for any open audit and compliance (testing) findings and open… more
- State of Georgia (Dekalb County, GA)
- …state agency that regulates and examines Georgia state-chartered banks, state-chartered credit unions, and state-chartered trust companies. The Department also has ... Examination Specialist Similar industry job titles: Payments Network Auditor, Card Network Risk Management, Payments Industry Risk Mitigation, Merchant Acquirer … more
- New York State Civil Service (Albany, NY)
- …50-75 audits annually.* Review applications concerning cemetery service charges for compliance with Article 15 of the Not-for-Profit Corporation Law.* Provide ... and enter key data in the Division's database.* Identify risk factors, cemeteries at risk of abandonment,...of abandonment, and cemeteries that may need a priority audit .* Investigate and document instances of fraud or misappropriation… more
- US Bank (Minneapolis, MN)
- …Senior Underwriter manages portfolio risk by ensuring timeliness and accuracy of all credit actions, by providing guidance on credit structure and risk ... provide initial and ongoing training to existing and new Credit Analysts, keep existing portfolio audit -ready and...- Advanced knowledge of commercial lending policy, government agency compliance (Reg B, H, O, etc.), all applicable laws… more
- Banc of California (Santa Ana, CA)
- …functionalities. + Promote a risk -aware culture, ensures efficient and effective risk and compliance management practices by adhering to required standards ... and processes. + Prepare for internal audit reviews as well as regulatory examinations and is...a risk -aware culture, ensuring efficient and effective risk and compliance management practices, identifying issues,… more
- First Horizon Bank (Lafayette, LA)
- …Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit , compliance and regulatory ... your clients on building, preserving, and managing their wealth, risk management solutions, business transition strategies, etc. You will...will have to meet the requirements of a background credit check. This position requires compliance with… more