- Grant Thornton (Cleveland, OH)
- As a Process Risk Manager, you will have the opportunity to grow and contribute to our clients' success by helping them identify and understand their business risks. ... role in both proactively addressing and responding to these risks within our Risk Advisory Practice, supported by the resources and environment necessary for your… more
- Bank of America (Charlotte, NC)
- …3+ years of experience in the Audit , Compliance , or Risk function of a large financial services company, multi-national company, public accounting ... Sr Business Control Specialist - Global Payment Operations Business Risk and Controls Charlotte, North Carolina;Newark, Delaware; Richmond, Virginia; Scranton,… more
- Capital One (Mclean, VA)
- Senior Associate, Quantitative Analyst - Model Risk Audit At Capital One data is at the center of everything we do. As a startup, we disrupted the credit card ... financial lives. As part of Capital One's Model Audit team, you will have a unique vantage point...to connect the dots to raise the appropriate model risk issues and provide assurance to the Audit… more
- Deluxe (Fort Worth, TX)
- …Follow us on LinkedIn (http://www.linkedin.com/company/deluxe/posts/?feedView=all) RESPONSIBILITIES: As a Risk Audit /Loss Prevention Specialist, you will play ... a critical role in identifying and mitigating financial risk by reviewing, investigating, and processing...platform by ensuring proper release of funds, maintaining regulatory compliance , and monitoring high- risk merchants. + Monitor… more
- Wells Fargo (Minneapolis, MN)
- … Audit Team. The Financial Crimes Audit Team provides horizontal audit coverage of financial crimes risk across Wells Fargo lines of business. ... The Financial Crimes Audit Team oversees, manages, and executes BSA/AML/OFAC related audits...of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes… more
- Citigroup (New York, NY)
- …'s efforts to validate strategic firmwide transformation initiatives related to the Compliance Risk Management Framework. As a Director covering Compliance ... to provide credible challenge and positively influence the transformation of global compliance risk management, the related control frameworks and Internal … more
- TD Bank (Fort Lauderdale, FL)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... a team of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Compliance Audit and Exam Management manages internal audits and regulatory… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Summary:** Under general direction, utilizes a thorough understanding of bank regulatory compliance subject matter and audit skills acquired through education, ... experience, specialized training, and/or certification to conduct audits of bank regulatory compliance for Raymond James Bank. The Internal Audit Manager will… more
- Capital One (Charlotte, NC)
- …opportunity to perform professional internal auditing work that involves conducting operational, financial , and compliance audit projects and providing input ... the following areas: consumer compliance , banking or financial services industry, risk management. + 6+...audit + 1+ years of experience with privacy compliance in the financial services industry _At… more
- Robert Half (Dallas, TX)
- JOB REQUISITION Dallas Internal Audit & Financial Advisory ( Financial Services - Trust Audits) Manager LOCATION DALLAS ADDITIONAL LOCATION(S) JOB DESCRIPTION ... We Need You: Protiviti is looking for an Internal Audit & Financial Advisory Manager focused on...of internal controls related to trust operations and fiduciary risk management. + Conduct ing financial and… more