- First Horizon Bank (Memphis, TN)
- **Description** **Description** The Vice President - Senior Accounting Manager will work closely with the Accounting Department staff and other FHN Financial ... to manage the company's financial reporting processes and ensure compliance with SEC and FINRA regulations. This position is responsible for directing core… more
- SMBC (New York, NY)
- …CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit , and Technology. The Regulatory Governance team collaborates with internal support ... The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, and… more
- Neuberger Berman (New York, NY)
- …requests from senior management and portfolio managers + Assist with SEC or other regulatory compliance as required **Qualifications** : + Bachelor's or higher ... hoc calculations + Review management fee calculations + Assist audit and tax professionals in year-end audit ...act and operate independently with minimal daily direction from manager to accomplish objectives + Proficiency with email and… more
- UMB Bank (Ogden, UT)
- …fund's Offering Memorandum (OM). + Identify, investigate, and report pricing issues to Senior Fund Accountant, Lead Fund Accountant, and/or Manager . + Reconcile ... in accordance with applicable rules and regulations such as SEC , IRS, and GAAP. + Develop and maintain a...+ Calculate and present for final review, to the Senior Fund Accountant, Lead Fund Accountant, and/or Manager… more
- M&T Bank (Buffalo, NY)
- …accounting or equivalent experience at a major financial institution at senior manager /director level CPA/CFA certifications Experience in financial reporting ... operations and activities for department responsibilities. + Coach and develop senior managers for a sustainable bench-strength and resource planning. + Advise… more
- TD Bank (New York, NY)
- …Ensure TDS meet regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. ... issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade… more
- Rubrik (Palo Alto, CA)
- …across the organization and solve problems on a regular basis. This role reports to the Senior Manager , Corporate Accounting at our HQ in Palo Alto and is an ... process for ensuring the financial statements are timely ready for the SEC reporting team. Our partners primarily include FP&A, Revenue Ops, Financial Reporting,… more
- MEAG Power (Atlanta, GA)
- …(4) days per week and may work remotely one (1) day per week with manager approval Summary: Position is responsible for the preparation of MEAG Power's annual and ... Report), as well as presenting to the Risk Management Audit Committee of the Board of Directors + Maintains...and the Municipal Securities Rulemaking Board in accordance with SEC Rule 15c2-12: + Annual Financials in accordance with… more