• AVP , Sox Compliance Manager

    Banc of California (Santa Ana, CA)
    …WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank's risk based, annual SOX Compliance Program plan and other initiatives in compliance with the ... Sarbanes-Oxley Act (" SOX "). Works closely with line of business stakeholders to...and third party, co-source team members to perform all SOX -related activities in accordance with the SOX … more
    Banc of California (07/31/25)
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  • Risk & Control Testing & Assessment AVP

    MUFG (Tempe, AZ)
    …+ Preferred: Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM) or Certified in Risk and Information Systems Control (CRISC) ... audit and technology risk and/or ITGC assessment for compliance with Sarbanes-Oxley ( SOX ) + Experience working in a full software development lifecycle using Agile… more
    MUFG (08/23/25)
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  • Trade Finance Servicing Associate, AVP

    MUFG (Tampa, FL)
    …Audit and Comptrollers inquiries and investigations. (11) Liaison responsibilities for SOX certifications, procedures and audits Designated as a Business Continuity ... and ensure that they are corrected, documented and implemented Assist the Manager (or the Management) in identifying risk areas and implement/monitor practices to… more
    MUFG (08/20/25)
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