- TD Bank (Charlotte, NC)
- …potential security risks, breaches/ exposures impacting highly complex / high risk businesses or transformational (change the bank ) strategic initiatives ... Security Specialist leads development and/or implementation of significant or Bank -wide Technology Controls / Information Security strategies, policies, programs,… more
- TD Bank (New York, NY)
- …latency systems + Strong mindset in creating stable and secure software in a growing audit landscape + Strong understanding of risk and financial products is a ... for this role. **Job Description:** Preferred Qualifications The Market Risk Technology team is looking for a Director, Market...contributor in a dynamic technology organization at a major bank . There is a strong mandate to simplify and… more
- Capital One (Mclean, VA)
- Senior Risk Associate | Retail Bank The **Controls Advisory and Testing (CAT)** team supporting the **Retail Risk MPG (Monitoring, Process, & Governance)** ... of risk professionals focused on enhancing the risk profile of our Retail Bank and...of control activities (ie, 1st Line control testing), perform audit and certain regulatory remediation validations, as well as… more
- TD Bank (New York, NY)
- …implementation of all aspects of AML/ATF/Sanctions/ABAC compliance programs in line with the Bank 's risk appetite and strategic direction. **Depth & Scope:** + ... from Internal Audit and regulators + Maintains a culture of risk management and control, supported by effective processes in alignment with risk… more
- TD Bank (New York, NY)
- …and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory risk and other matters + Empowered to ... + Experience with data visualization or PowerPoint + Past risk and audit experience is an asset...a brand ambassador for your business area/function and the bank , both internally and/or externally **Physical Requirements:** Never: 0%;… more
- M&T Bank (Buffalo, NY)
- …plans and other projects to address issues identified internally and by Enterprise Risk Management, Compliance, Internal Audit or external regulators. + Research ... impacting the business unit. + Build a working relationship with Internal Audit , Corporate Operational Risk and Corporate Compliance Portfolio Managers. +… more
- M&T Bank (Baltimore, MD)
- …minimum of 7 years' relevant work experience **Education and Experience Preferred:** Investment bank risk experience, FINRA and SCC knowledge \#LI-LP1 M&T ... **Overview:** Manage the first line of defense risk management responsibilities of the Investment Bank...Build a working relationship with business unit management, Internal Audit , Corporate Operational Risk and Corporate Compliance… more
- City National Bank (San Francisco, CA)
- …industry * Minimum 5 years of experience in risk management, operational risk management, compliance, or audit * Minimum 3 years of control assurance ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment &...of the management of risks arising from City National Bank 's business processes, people, systems or external events. The… more
- Mizuho Corporate Bank (New York, NY)
- …strategic direction of the team. The focus will be on enhancing our proactive risk management capabilities and ensuring that audit responses are streamlined and ... emerging risks and vulnerabilities + Establish and maintain robust risk assessment and monitoring processes Audit Response...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- TD Bank (Wilmington, DE)
- …reports on a regular basis + Effectively works cross-functionally with teams outside of risk + Works with Internal Audit / External Regulators, to ensure that ... by taking a pro-active approach to risk management within the risk guidelines of the Bank + Ensures the timely communication of issues that are relevant to… more