- Raymond James Financial, Inc. (St. Petersburg, FL)
- …RJF Board of Directors and management committees. + Assists with requests from Risk Management, Internal Audit , and regulators. + Collaborates with associates ... role will focus on the buildout of interest rate risk forecasting for the parent company and material subsidiaries....or a related field. + OR ~ Experience with Bank Holding Company requirements preferred. + Any equivalent combination… more
- Eastern Bank (Portsmouth, NH)
- …regulatory and internal standards. + Assist with KYC/AML reviews, periodic account updates and audit requests. + Escalate any compliance or risk concerns to the ... + Schedule and organize client meetings and internal team calls. **Compliance and Risk Management** + Ensure all client interactions and documentation comply with… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …to financial crime, data analysis, compliance + Proficient and strong understanding of risk management, data analytics, audit , or related field. + professional ... of BSA/AML models, including (but not limited to) Transaction Monitoring, Customer Risk Scoring, and OFAC/Sanctions Screening systems, as well as fraud models.… more
- Huntington National Bank (Chicago, IL)
- …procedures, job aids, and ad hoc reports requested within business line + Work with audit or risk colleagues to provide information and test internal controls + ... Assist in the training of new colleagues on any/all functions; performs quality checks on completed work + Performs other duties as assigned Basic Qualifications: + Bachelor's degree + 3-5 years of brokerage operations or FINRA comparable experience + Must be… more
- New York State Civil Service (Albany, NY)
- …HELP No Agency Financial Services, Department of Title Financial Crimes Risk Manager (Director Financial Services Programs 1, SG-31) Occupational Category Financial, ... Financial Services is seeking candidates for the position of Financial Crime Risk Manager, (Director Financial Services Programs 1), in Virtual Currency. Duties… more
- Navy Federal Credit Union (Winchester, VA)
- …strategies to optimize KYC data, tools, and procedures, and escalate regulatory, audit , and internal control issues as necessary. + Work collaboratively across 1st, ... leading KYC projects and training to mitigate KYC compliance risk . + Analyze customer impact of CIP/CDD/EDD processes and...range, based on your experience, location and market position Bank Secrecy Act: Remains cognizant of and adheres to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …administer all aspects of existing credit portfolio. + Interacts with Senior Management, Audit , Loan Review, other internal departments and bank regulators as ... preparation and approval of Loan Reviews for certain Corporate Loans + Recommends risk rating upgrades and downgrades of Corporate Loans + Manages the Loan Review… more
- Citizens (Johnston, RI)
- Description Senior Auditor - Operational Risk Management The Internal Audit team at Citizens is hiring a Senior Auditor on our Operational Risk Management ... team, inclusive of audits related to Third Party Risk Management and Human Resources. The Internal Audit...independent and objective view of the effectiveness of the bank 's control environment, risk management practices, and… more
- Zions Bancorporation (Salt Lake City, UT)
- …group and Zions Bancorporation as a whole. **_The Staff Auditor_** is part of the Risk Management audit team with audit coverage over the governance, ... Banking." Our customers consistently vote us as the best bank in our local markets. We value our employees,...and execute tests of management's key controls. + Develop risk -based audit strategies and execute tests to… more
- Navy Federal Credit Union (Vienna, VA)
- …provide for confidentiality, availability and integrity of system and processes + Develop risk -based audit objectives, scopes, and test plans to ensure NFCU's IT ... of higher risk /complexity, providing guidance, coaching, and direction to Internal Audit staff regarding Navy Federal practices and industry standards + Act as… more