- Banco Popular Puerto Rico (San Juan, PR)
- …exceeded. * Regularly reviews customer information to ensure compliance with BSA ( Bank Secrecy Act), AML (Anti-Money Laundering), and KYC (Know Your Customer) ... requirements to protect bank interests. * Understands... interests. * Understands and adheres to the company's risk and regulatory standards, policies, and controls. Maintains internal… more
- JPMorgan Chase (Brooklyn, NY)
- …a material financial distress or failure of the Firm. The Commercial & Investment Bank (CIB) Recovery & Resolution team (CIB R&R) is responsible for the governance ... managing the execution of resolution deliverables assigned to the Corporate and Investment Bank . In this role, you will have the chance to collaborate with various… more
- Capital One (Mclean, VA)
- …financial services **Preferred Qualifications:** + 2+ years of experience in commercial bank operations, loan servicing, risk , compliance or Government Sponsored ... Multifamily Loan Servicing is a division of the Capital One Commercial Bank , this team supports numerous critical processes and transactions. By cultivating… more
- HSBC (Buffalo, NY)
- …transactions. Successful administration will alleviate financial, market, regulatory and reputational risk to the firm + Foster and maintain a close relationship ... up with appropriate key areas to ensure adherence to bank guidelines + Maintain an in-depth understanding of activities,...attention to detail, avoiding Firm monetary, regulatory and reputational risk + Liaise with the Front Office in the… more
- Do it Best Corp. (Fort Wayne, IN)
- …in managing bank relationships + Support the Treasury Supervisor in risk management by identifying and mitigating financial risks related to interest rates and ... commodity risk + Prepare regular cash and liquidity reports on...financial strategy enhancements. + Collaborate with accounting and internal audit teams to ensure compliance with internal controls, policies,… more
- BMO Financial Group (Chicago, IL)
- …- Provide management on all Best Practices by job function and benchmarks C) Risk Management & Control - Manage and refine risk approaches within admin ... required policies and controls are implemented and adhered to - Ensure audit /regulatory guidelines and requirements are adhered to **AUTHORITIES:** This role has the… more
- Truist (Norcross, GA)
- …update sales activity, pipeline and other pertinent information using the bank 's contact management system. 5. Establish and maintain excellent working relationships ... of influence who will enhance business development efforts. 7. Work within existing audit , compliance and regulatory framework in order to ensure a high quality,… more
- Navy Federal Credit Union (Vienna, VA)
- …IT and security controls. This role offers hands-on experience in cybersecurity, risk management, and data analysis, providing exposure to real-world challenges and ... develop test strategies and document work in alignment with audit standards + Support documentation of issues and reporting...or a related field + Strong interest in cybersecurity, risk management, and compliance + Basic understanding of security… more
- S&P Global (New York, NY)
- …, investment bank , investing institution/asset manager, rating agency or an audit company. + Progress towards an advanced education, an MBA in Finance, ... one of the world's leading providers of independent credit risk research and benchmarks. You are part of a...and helps investors and others measure and manage credit risk . + By supporting capital markets, S&P Global Ratings… more
- Arrow Financial Corporation (Glens Falls, NY)
- …the annual Proxy Statement. > Oversee the SOX program and liaison between Internal Audit , Finance, and control owners to mitigate risk and streamline processes. ... A2i, Adobe Professional, and XBRL > Understanding of SOX requirements and risk management principles > Flexibility to meet critical deadlines Physical Demands >… more