- JPMorgan Chase (Tampa, FL)
- …**Preferred qualifications, skills, and capabilities:** + Prior experience in KYC, AML, Compliance, Audit , Risk , Controls, or related fields + Familiarity with a ... The Corporate Investment Bank 's Know Your Customer (KYC) team is at...building strong relationships and maintaining effective communication in a risk - and quality-focused setting. **Job Responsibilities:** + Serve as… more
- Love's Travel Stops & Country Stores (Houston, TX)
- …across the middle office desk. + Provide back up for the responsibilities of other Risk Team members. + Assist with the year end audit around transaction ... Engineering, or equivalent experience required. + Strong knowledge of energy price risk management methods, trading instruments and the structure and fundamentals of… more
- Love's Travel Stops & Country Stores (Houston, TX)
- …across the middle office desk. + Provide back up for the responsibilities of other Risk Team members. + Assist with the year end audit around transaction ... Engineering, or equivalent experience required. + Strong knowledge of energy price risk management methods, trading instruments and the structure and fundamentals of… more
- PNC (NY)
- …the first line of defense. Serves as point of review and sign off for risk management, compliance and audit requirements, as needed. + Manages, motivates and ... of business within PNC including C&IB and our Retail Bank . You will work on internal products and projects...that information in creating customized customer solutions. + **Managing Risk ** - Assessing and effectively managing all of the… more
- JPMorgan Chase (Newark, DE)
- …complex, proactive investigations into potentially suspicious and unusual behavior at the bank . You will be responsible for identifying risk and actionable ... partnerships with senior business management and counterparts in Legal, Audit , Control, and Risk . + Contribute expert insights to industry forums to evolve… more
- Citigroup (Irving, TX)
- …formulate policies to support the streamlining of related work processes. + Minimizes risk to the bank through a solid understanding of procedural requirements ... - provides solutions to reduce errors, and to adhere to audit and control policies. Servers as a checker for systematic transactions as a last line of defense. +… more
- Charles Schwab (Lone Tree, CO)
- …Responsibility Rule requirements **What you'll do:** + Gain exposure to broker-dealer, bank , and corporate processes through robust risk assessments, varied ... the finance industry together. The Sarbanes-Oxley Compliance Office (SCO) performs risk assessment, scoping, testing, concluding, and results reporting for the… more
- Citigroup (New Castle, DE)
- …formulate policies to support the streamlining of related work processes + Minimizes risk to the bank through a solid understanding of procedural requirements ... - provides solutions to reduce errors, and to adhere to audit and control policies + Timely management, escalation and resolution of all requests / inquiries /… more
- Vanguard (Malvern, PA)
- …of communication between, and with, business contacts, Legal and Compliance, Enterprise Risk Management, Internal Audit and global partners. + Regulatory ... to regulatory requirements. Serves as Chief AML Officer and Bank Secrecy Compliance Officer for the Vanguard Funds and...with regulators and stay abreast of industry developments. + Risk Assessment and Mitigation: Conduct comprehensive risk … more
- PNC (Madison, NY)
- …product offerings meet their strategic goals. Develops product-specific marketing initiatives. Supports risk management, compliance and audit needs as part of ... technology* *Acts as product expert for securities based lending for Private Bank / Wealth Management *Responsible for leading product development / enhancements… more