- Citigroup (New York, NY)
- …as well as the monitoring of the existing credit portfolio. + Ensure compliance with regulatory requirements and Citi's policies / guidelines at all times + ... of clients, ensuring the appropriate "Know Your Client" (KYC) and other compliance deliverables are met; + Identifies cross-sell opportunities to deepen and increase… more
- Regions Bank (Birmingham, AL)
- …may also design and/or develop risk programs or risk models for the Bank . **Primary Responsibilities** + Coordinates with internal and external parties in risk ... policy and procedure documentation, governance and reporting activities, and regulatory compliance + Assists in improving and providing regular updates of various… more
- Ochsner Health (Gretna, LA)
- …requirements that apply to the assigned area of responsibility and ensures compliance with all such laws, regulations and standards. This employer maintains and ... complies with its Compliance & Privacy Program and Standards of Conduct, including...behaviors or conduct; patient/employee safety, patient privacy, and/or other compliance -related concerns. The employer is an Equal Opportunity Employer.… more
- Tompkins Community Bank (Ithaca, NY)
- …Monitoring Program, High-Risk Customer (HRC) Due Diligence, and AML program compliance functions. The AML Specialist will review transaction monitoring alerts, ... (CIP), Beneficial Ownership Information (BOI), and Customer Due Diligence (CDD) compliance . + Review transaction monitoring system reports to identify transactions… more
- First National Bank of Omaha (Omaha, NE)
- …accuracy 4. Compliance & Professional Conduct: Understand and comply with bank policy, laws, and regulations, as applicable to job duties. Follow internal ... required training, and maintain professional behavior in all interactions. . Complete compliance training and adhere to internal procedures and controls, as required… more
- UMB Bank (Kansas City, MO)
- …systems + Oversight of trade details that are entered into the bank 's operations system in alignment with front-office confirmations. + Ensure timely settlement ... + Maintain accurate records for audit and regulatory purposes. Compliance & Risk Control + Ensure adherence to internal...requirements. + Escalate unusual activity or potential fraud to compliance and management promptly. + Support compliance … more
- Huntington National Bank (Chicago, IL)
- …the growth and success of our treasury management business at Huntington Bank . You will deliver sophisticated treasury solutions tailored to complex business needs ... high utilization of treasury solutions + Risk Management & Compliance : Manage risk and ensure compliance with...Management & Compliance : Manage risk and ensure compliance with relevant regulations + Sales Performance Management: Maintain… more
- USAA (San Antonio, TX)
- …business stakeholders. Responsible for the team's model inventory and ensures compliance with USAA model risk policies and regulatory expectations. Influences the ... other business stakeholders. Responsible for the team's model inventory and ensures compliance with USAA model risk policies and regulatory expectations. The person… more
- Ochsner Health (Gretna, LA)
- …agency requirements that apply to the assigned area of responsibility and ensures compliance with all such laws, regulations and standards. Complies with the Ochsner ... Health System Compliance & Privacy Program and Standards of Conduct, including...behaviors or conduct; patient/employee safety, patient privacy, and/or other compliance -related concerns. Ochsner is an Equal Opportunity Employer. All… more
- Tompkins Community Bank (Ithaca, NY)
- …onboarding, documentation, and internal communications are executed efficiently and in compliance with company standards. Collaborate with centralized HR teams to ... employee relations matters, escalating complex issues as needed. HR Operations & Compliance + Maintain accurate employee records and documentation in alignment with… more