- JPMorgan Chase (New York, NY)
- …issues with all relevant internal stakeholders (including Alternatives Legal, Corporate Tax, Bank Regulatory Legal, Compliance and other colleagues) + Support ... key procedures for the business + Assist with internal audits and compliance exams **Required qualifications, capabilities and skills** + 5+ years of experience… more
- Citigroup (New York, NY)
- …including across all product groups. + Responsible for strict adherence to the Bank and CPB compliance /regulatory framework. + Collaborate with the in-business ... reputation and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules, and regulations, adhering to Policy, applying… more
- Ochsner Health (Gretna, LA)
- …requirements that apply to the assigned area of responsibility and ensures compliance with all such laws, regulations and standards. This employer maintains and ... complies with its Compliance & Privacy Program and Standards of Conduct, including...behaviors or conduct; patient/employee safety, patient privacy, and/or other compliance -related concerns. The employer is an Equal Opportunity Employer.… more
- Tompkins Community Bank (Ithaca, NY)
- …Monitoring Program, High-Risk Customer (HRC) Due Diligence, and AML program compliance functions. The AML Specialist will review transaction monitoring alerts, ... (CIP), Beneficial Ownership Information (BOI), and Customer Due Diligence (CDD) compliance . + Review transaction monitoring system reports to identify transactions… more
- First National Bank of Omaha (Omaha, NE)
- …accuracy 4. Compliance & Professional Conduct: Understand and comply with bank policy, laws, and regulations, as applicable to job duties. Follow internal ... required training, and maintain professional behavior in all interactions. . Complete compliance training and adhere to internal procedures and controls, as required… more
- UMB Bank (Kansas City, MO)
- …systems + Oversight of trade details that are entered into the bank 's operations system in alignment with front-office confirmations. + Ensure timely settlement ... + Maintain accurate records for audit and regulatory purposes. Compliance & Risk Control + Ensure adherence to internal...requirements. + Escalate unusual activity or potential fraud to compliance and management promptly. + Support compliance … more
- Huntington National Bank (Chicago, IL)
- …the growth and success of our treasury management business at Huntington Bank . You will deliver sophisticated treasury solutions tailored to complex business needs ... high utilization of treasury solutions + Risk Management & Compliance : Manage risk and ensure compliance with...Management & Compliance : Manage risk and ensure compliance with relevant regulations + Sales Performance Management: Maintain… more
- USAA (San Antonio, TX)
- …business stakeholders. Responsible for the team's model inventory and ensures compliance with USAA model risk policies and regulatory expectations. Influences the ... other business stakeholders. Responsible for the team's model inventory and ensures compliance with USAA model risk policies and regulatory expectations. The person… more
- Ochsner Health (Gretna, LA)
- …agency requirements that apply to the assigned area of responsibility and ensures compliance with all such laws, regulations and standards. Complies with the Ochsner ... Health System Compliance & Privacy Program and Standards of Conduct, including...behaviors or conduct; patient/employee safety, patient privacy, and/or other compliance -related concerns. Ochsner is an Equal Opportunity Employer. All… more
- Tompkins Community Bank (Ithaca, NY)
- …onboarding, documentation, and internal communications are executed efficiently and in compliance with company standards. Collaborate with centralized HR teams to ... employee relations matters, escalating complex issues as needed. HR Operations & Compliance + Maintain accurate employee records and documentation in alignment with… more