- Regions Bank (Hoover, AL)
- …and Senior Management. This role works closely with Legal, Risk and compliance partners on mitigating risk. **Primary Responsibilities** + Ensures full compliance ... that systems and processes are in place for investment compliance needs + Leads recruitment, onboarding, and training initiatives...as an escalation point for complex client inquiries or compliance concerns + Stays up to date with market… more
- Regions Bank (Charlotte, NC)
- …and maintaining a program infrastructure that measures, monitors, and reports compliance with applicable laws, regulations and rules that govern a specific ... or program. **Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities + Maintains… more
- Huntington National Bank (Schaumburg, IL)
- …with manufacturers and distributors to support growth, avoid delinquencies and ensure compliance to HNB-IF policies and requirements. AC 2 manages accounts that ... to ensure that the dealer's account is maintained in compliance with HNB-IF policy and procures. The AC 2...the appropriate manufacturer contacts, IF Sales, Finance, Credit, and Compliance teams as appropriate. + Boarding: The AC 2… more
- First National Bank of Omaha (Omaha, NE)
- …consistency, including innovative solutions and efficiency, while adhering to compliance standards. **About This Role:** **Strategic Creative Activation** + ... CTA development-with accountability for achieving channel KPIs. **Creative Execution & Compliance ** + Oversee production of campaign assets, ensuring all creative is… more
- Huntington National Bank (Plymouth, MN)
- …products, models, and business intelligence used for BSA/AML and OFAC compliance . In addition to continuously improving Customer Risk Management, Transaction ... effectiveness and efficiency of the underlying operational, modeling, and compliance programs. The AML Product Analyst 2 is a...waterfall) to expedite value for the BSA/AML and OFAC Compliance Programs. + Write user acceptance test (UAT) cases… more
- Regions Bank (Hoover, AL)
- …business to help ensure the line of business operations are conducted in compliance with regulatory and legal requirements and per the organization's policy. The ... Framework across the assigned business line. **Primary Responsibilities** + Conducts compliance reviews and provides oversight of legal entities, business units and… more
- First National Bank of Omaha (Omaha, NE)
- …in Salesforce. **Managing Organizational Requests for Information from Finance, Risk and Compliance Teams:** + Maintain tracker of requests. + Work with risk teams ... progress, identifying and mitigating risks and issues. **Risk Management and Compliance ** + Manage research, information gathering and action plans in relation… more
- Huntington National Bank (Akron, OH)
- …products, models, and business intelligence used for BSA/AML and OFAC compliance . In addition to continuously improving Customer Risk Management, Transaction ... effectiveness and efficiency of the underlying operational, modeling, and compliance programs. The AML Product Analyst 3 is a...waterfall) to expedite value for the BSA/AML and OFAC Compliance Programs. + Perform research and analysis of customer,… more
- Oriental Bank (San Juan, PR)
- …Processing: Prepare and process retirement plan distributions, ensuring accuracy and compliance with plan rules and regulations. + Documentation: Maintain accurate ... and up-to-date records of all distribution transactions. + Compliance : Ensure all distributions comply with applicable regulations and guidelines, including tax… more
- Eastern Bank (Portsmouth, NH)
- …assigned Account Officers as well as Portfolio Managers, Operations, and Compliance . In addition, responsibilities include front-desk support such as greeting ... materials. + Schedule and organize client meetings and internal team calls. ** Compliance and Risk Management** + Ensure all client interactions and documentation… more