- Intuit (Mountain View, CA)
- …cash crunch or growth needs. We're working to make this a reality. The Compliance Manager will support the commercial compliance team by providing product ... products and work to get them approved by our bank partner while contributing to the enhancement of our... partner while contributing to the enhancement of our compliance processes and systems. Intuit's products must continuously delight… more
- Zions Bancorporation (Cottonwood Heights, UT)
- …implement legal compliance measures; as well as ensure the branch is in compliance with all bank policies, procedures, and safety standards. + Provide sales ... Zions Bank recognizes that its success comes from the...and talents will showcase you're an asset to the bank and your possibilities for success are limitless. As… more
- SMBC (Jersey City, NJ)
- …involved in performing assignments in the absence of the VP and ensure compliance with regulatory requirements Bank Secrecy Act/Anti Money Laundering/Office of ... required in response to related inquiries. Provides timely updates of internal bank policy changes, new regulatory compliance requirements, and recommendations… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Trust Compliance Associate (Financial Services Specialist 4 ( Compliance ), SG-27) Occupational Category ... Services is seeking candidates for the position of Trust Compliance Associate in Limited Purpose Trust unit within the...laws and regulations and regulatory reporting. * Meets with bank management to discern present plans, trends and problems,… more
- KeyBank (Cleveland, OH)
- …in compliance testing and working knowledge of applicable consumer compliance and Anti-Money Laundering/ Bank Secrecy Act (AML/BSA) regulations and laws, ... Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
- BMO Financial Group (New York, NY)
- …results by providing oversight and making recommendations that significantly impact the Bank 's ability to monitor regulatory compliance programs. + Advises and ... The BMO Capital Markets Compliance team is hiring for a CCO of...manage the implementation, maintenance and administration of the broker-dealer compliance programs. Broker-dealer businesses include. but are not limited… more
- Capital One (Mclean, VA)
- Compliance Manager, Commercial and Counterparty Credit Capital One's Governance, Valuations, & Innovation (GV&I) Team is a second line of defense function housed ... Policy, and Assurance Exam Management activities for the Commercial Bank . The team's contribution is critical in providing a...Capital One. **Role Description** GV&I is seeking a Manager-level Compliance Advisor with a regulatory / compliance … more
- Capital One (Mclean, VA)
- …financial services **Preferred Qualifications:** + 2+ years of experience in commercial bank operations, loan servicing, risk, compliance or Government Sponsored ... Servicing is a division of the Capital One Commercial Bank , this team supports numerous critical processes and transactions....to GSEs, HUD/Ginnie Mae and Master Servicers to ensure compliance + Assist and coordinate on various projects, including… more
- Citigroup (O'Fallon, MO)
- …Vice President (AVP) 2nd Line of Defense position serving as a Consumer Compliance Monitoring and Testing Officer within Citi's Independent Compliance Risk ... Banking (USPB) Independent Assessment team responsible for evaluating the effectiveness of compliance risk controls implemented by the first and second lines of… more
- KeyBank (Amherst, NY)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the ... "REA Program") has the responsibility for evaluating Key's ongoing compliance with applicable laws and regulations through the execution of compliance monitoring… more