- American Express (New York, NY)
- …the future of American Express. **Business Unit/Role Specific Information** Global Risk & Compliance (GRC): The Global Risk & Compliance Organization is an ... compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall risk management framework, performs… more
- Robert Half Finance & Accounting (Durham, NC)
- …Board reporting and Investor Relations financial packages. * Ensure adherence to compliance standards, including Bank Secrecy Act and Anti-Money Laundering ... financial reports for board-level and investor presentations. * Familiarity with compliance standards, including Bank Secrecy Act and Anti-Money Laundering… more
- MUFG (New York, NY)
- …production validation activities (may occur outside of business hours). + Actively ensures compliance with the Bank 's Business Standards of Conduct and all ... Patriot Act, CIP, Anti-Money Laundering, Bank Secrecy Act, Information Security and suspicious activity reporting requirements, and other regulatory and … more
- MUFG (New York, NY)
- …roadmap to ensure measurable growth and development are achieved. + Actively ensures compliance with the Bank 's Business Standards of Conduct and all Patriot ... Act, CIP, Anti-Money Laundering, Bank Secrecy Act, Information Security and suspicious activity reporting requirements, and other regulatory and compliance … more
- Robert Half Finance & Accounting (San Francisco, CA)
- …the Finance Director in creating and reviewing financial statements for GAAP compliance and accuracy. Bank Reconciliations: Complete monthly reconciliations for ... preparation by gathering documentation and supporting the Finance Director with filings. Compliance & Audits: Contribute to compliance reporting and support… more
- KeyBank (Brooklyn, OH)
- …products-including equities, fixed income, alternative funds, and managed solutions-offered by Key Private Bank . As part of the KPB Wealth Compliance team, you ... 4900 Tiedeman Road, Brooklyn Ohio **About the Job** The Investment Risk Compliance Manager plays a critical role in independently measuring, monitoring, and… more
- MUFG (New York, NY)
- …lines of business and information security stakeholders and leadership to guarantee compliance with the internal bank network project on-boarding and retention ... role will be accountable for the technical requirements of the Bank 's physical security systems including electronic access control, biometrics, video management,… more
- Banc of California (Santa Ana, CA)
- …CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, ... Banc of California (the " bank "). Banc of California is one of the nation's...more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The Sr. BSA/OFAC Compliance Specialist reports to the BSA Manager in the… more
- Zions Bancorporation (Salt Lake City, UT)
- …"The Most Powerful Women in Banking." Our customers consistently vote us as the best bank in our local markets., We value our employees, and we are committed to ... our customers. With benefits starting on day one, 12 bank holidays, profit sharing and company-matched 401(k) contributions, Zions...bring the opportunity. We are currently seeking a **SOX Compliance Officer** to join our team. This position is… more
- BMO Financial Group (Chicago, IL)
- The Enterprise Regulatory Office ("ERO"), within Legal & Regulatory Compliance ("LRC"), supports the Bank of Montreal ("BMO") enterprise and helps BMO meet both ... respect to regulatory interactions at all levels of the bank . The role will advise with respect to regulatory...the following: + Interact directly with both regulators and bank officers to facilitate the regulators' understanding of the… more