- Wells Fargo (Minneapolis, MN)
- …+ Accurately evaluate and upload data into the systems of record to ensure compliance with all bank policies, procedures and regulatory requirements + Document ... ensure accuracy with negotiated terms and ensure alignment with appropriate compliance standards + Review and negotiate complex legal documentation, evaluate risks,… more
- SMBC (Jersey City, NJ)
- …in the compliance department of a large US or foreign bank preferred. + Bachelor's degree required, with advanced degree in Business Management, Accounting ... SMBC is seeking a Vice President to join the Compliance Governance team of SMBC Americas Division. This role...This role contributes to the overall success of the Compliance Department by assisting with key processes to support… more
- Catalent Pharma Solutions (St. Petersburg, FL)
- **Operations Compliance Manager** **Position Summary** St. Petersburg is our primary soft gel development and manufacturing facility in North America with capacity ... a Patient First culture through excellence in quality and compliance , and to the safety of every patient, consumer...NEVER asks candidates to provide any type of payment, bank details, photocopies of identification, social security number or… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** Join our Benefits & Protection Compliance team as a Compliance Advisor supporting regulatory excellence in the life and disability insurance ... space! You'll partner with business leaders to ensure compliance with laws and regulations, manage regulatory exams, and...vacation, personal or short-term illness. Employees don't accrue a bank of time off under FTO and there is… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Head of Compliance Culture will oversee and lead the firm's Culture of Compliance ... + Lead the development and execution of the centralized culture of compliance program, including the creation and maintenance of the communication, awareness, and… more
- Otsuka America Pharmaceutical Inc. (Rockville, MD)
- …programs targeting various unmet specialty disease areas. The Executive Director, Compliance Program Optimization (CPO), will facilitate execution of the strategy ... developed by the Vice President & US Chief Compliance Officer (CCO) to mitigate risk and enable business...We do not require any financial, credit card or bank account information and/or any payment of any kind… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Compliance Associate - Swap Dealer will contribute to the ongoing ... compliance program for Marex's registered Swap Dealer (Marex Derivative...a sell-side firm with OTC derivatives activity (eg dealer, bank ) or regulator. Candidates with experience in roles with… more
- Amazon (Arlington, VA)
- …other organizations operating in places without reliable connectivity. The Global Service Compliance - External Affairs team manages service compliance programs ... documentation, every time, in every country. This leader will use deep compliance subject matter expertise to drive cross-organization alignment on optimized legal,… more
- NCR VOYIX (Irving, TX)
- …to your local favorite around the corner. Title: Senior Manager, Payments Compliance Location: Irving, TX (onsite) SUMMARY: Develop, enhance, and manage payments ... compliance programs for NCR Voyix that are designed to...review management process in accordance with network and sponsor bank rules + Supervise the management of data integrity… more
- Citigroup (Getzville, NY)
- …a way that facilitates transparency of the control and management of the data compliance risks consistent with the bank 's risk appetite statement and all ... Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent ... Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and implementing… more