- Capital One (Mclean, VA)
- Compliance Manager, Commercial and Counterparty Credit Capital One's Governance, Valuations, & Innovation (GV&I) Team is a second line of defense function housed ... Policy, and Assurance Exam Management activities for the Commercial Bank . The team's contribution is critical in providing a...Capital One. **Role Description** GV&I is seeking a Manager-level Compliance Advisor with a regulatory / compliance … more
- Santander US (Methuen, MA)
- …+ Handle cash and maintain accurate cash drawer balances. + Adhere to all bank policies and procedures, including compliance and risk management protocols to ... prevent fraudulent situations. + Recognize opportunities and cross-sell bank products to deepen customer relationships. + Engage customers and leverage digital tools… more
- The Salvation Army (Elmira, NY)
- …to food pantry.* Oversee both stocking and rotation of food pantry* Maintain compliance with Food Bank and Salvation Army standards* Coordinate volunteers to ... client database and assist with accurate reporting to Food Bank and Salvation Army internal statistics recording. Worker will...of supplies.2. Report and file Statistics to the Food Bank and other donors' necessary information.3. Provide oral and… more
- Santander US (Acton, MA)
- …* Handle cash and maintain accurate cash drawer balances. * Adhere to all bank policies and procedures, including compliance and risk management protocols to ... prevent fraudulent situations. * Recognize opportunities and cross-sell bank products to deepen customer relationships. * Engage customers and leverage digital tools… more
- CIBC (New York, NY)
- We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Capital Markets Compliance Examination Specialist is responsible for the execution of… more
- Citigroup (O'Fallon, MO)
- …Vice President (AVP) 2nd Line of Defense position serving as a Consumer Compliance Monitoring and Testing Officer within Citi's Independent Compliance Risk ... Banking (USPB) Independent Assessment team responsible for evaluating the effectiveness of compliance risk controls implemented by the first and second lines of… more
- KeyBank (Amherst, NY)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the ... "REA Program") has the responsibility for evaluating Key's ongoing compliance with applicable laws and regulations through the execution of compliance monitoring… more
- Raymond James Financial, Inc. (New York, NY)
- …Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision of ... a comprehensive compliance program for the Capital Markets division. This role...Capital Markets activities, ensuring adherence to SEC, FINRA, FRB Bank Holding Company, and state securities regulations. + Engage… more
- Citizens (Johnston, RI)
- Description Sponsorship Oversight - Network Compliance - AVP As CFG sponsors processors into Payment Networks through its banking license, it is imperative Citizens ... Discover and Debit Networks operating rules and regulations. As a Sponsor Bank , CFG is responsible for oversight activities and the maintenance of comprehensive… more
- American Express (New York, NY)
- …the future of American Express. **Business Unit/Role Specific Information** Global Risk & Compliance (GRC): The Global Risk & Compliance Organization is an ... compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall risk management framework, performs… more