- MUFG (Irving, TX)
- …you will lead various activities and tasks that are required for effective management of compliance risk within the bank . As part of this role, you will engage ... Responsible for maintenance of RCM enterprise standards and its compliance by functions across the bank . +...and its compliance by functions across the bank . + Define regulatory change reporting requirements, build, validate… more
- Mastercard (Atlanta, GA)
- …to the business All About You * Proven experience developing and managing regulatory compliance programs for large bank or non- bank financial institution * ... governments realize their greatest potential._ **Title and Summary** Director, Regulatory Compliance Overview Mastercard is a technology company in the global… more
- Truist (Raleigh, NC)
- …by the BU for implementation across Truist (where applicable). + Advocate the Bank 's risk culture, compliance with enterprise risk initiatives and promote sound ... or revised risk program requirements to confirm they are consistent with the Bank 's risk appetite, regulator expectations and industry standard. + Identify areas of… more
- BankOnBuffalo (Depew, NY)
- …create efficiencies by demonstrating: + Accountability- accurately process transactions in compliance with bank policies and regulatory standards. Effectively ... to recommend solutions for individual client's needs. Universal Associates follow our bank philosophy: Positive Energy, Positive Outcomes. Below is a list of… more
- Banc of California (Durham, NC)
- …transactions within established guidelines. + Conducts regular staff meetings to ensure compliance with all Bank policies and procedures. + Resolves complex ... client issues and/or inquiries by exercising independent judgment while ensuring compliance with bank policies and procedures. + Achieve satisfactory audit… more
- Scotiabank (New York, NY)
- …for each business. + Work closely with other risk partners within the bank including Operational Risk, Compliance , Internal Control, and others within Financial ... that the Repo desk will be financing with the bank 's clients. **The Senior Manager will:** + Be the...and interfacing with the various regulators that oversee the bank including the Fed, OSFI, the DFS, and others.… more
- BMO Financial Group (South Lake Tahoe, CA)
- …counterfeiting, money laundering, or defalcation. + Maintains the confidentiality of customer and Bank information in compliance with Bank policies and ... Follows security and safeguarding procedures and applies due diligence in accordance with Bank 's policies and ethical standards for the prevention of loss due to… more
- Regions Bank (Birmingham, AL)
- …careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Analyst is a first line of defense risk management function that ensures ... and serves as a consultant on issues related to compliance + Conducts research of laws and regulations that...of laws and regulations that impact the business unit compliance to include partnering with the second line of… more
- Regions Bank (Hoover, AL)
- …careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Analyst is a first line of defense risk management function that ensures ... and serves as a consultant on issues related to compliance + Conducts research of laws and regulations that...of laws and regulations that impact the business unit compliance to include partnering with the second line of… more
- Regions Bank (Atlanta, GA)
- …careers section of the system. **Job Description:** At Regions, the Capital Markets Compliance Analyst performs compliance tasks and deals with compliance ... Monitors legal entity and business unit activity to ensure compliance with laws, regulations, and internal procedures + May...and internal procedures + May also prepare and review compliance reports for management + May provide guidance and… more